David L. Kasten

LOWE WEALTH ADVISORS

Columbia, MD 21045

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CRD#: 2388642

Professional summary

David Laurence Kasten, CFP® is a registered financial advisor currently at LOWE WEALTH ADVISORS, LLC located in Columbia, Maryland.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. David has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Laurence Kasten's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

November 24, 2011 - Present

LOWE WEALTH ADVISORS, LLC

Office #1: 6230 Old Dobbin Lane Suite 170, Columbia, MD 21045

RIA

CRD#: 157906

Columbia, MD

Past

January 28, 2005 - August 10, 2011

LOWE FS

RIA

CRD#: 122214

TOWSON, MD

Past

March 15, 2001 - October 1, 2008

OSAIC WEALTH, INC.

CRD#: 23131

COLUMBIA, MD

Past

December 17, 1993 - March 14, 2001

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LOWE WEALTH ADVISORS, LLC

LOWE FS, LLC | LOWE WEALTH ADVISORS, LLC

CRD#: 157906 / SEC#: 801-72431

RIA

Registered Investment Advisory firm - (6/22/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(11/24/2011)

IAR

Texas
(4/14/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/29/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/17/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/25/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/16/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LOWE WEALTH ADVISORS, LLC

LOWE FS, LLC | LOWE WEALTH ADVISORS, LLC

CRD#: 157906 / SEC#: 801-72431

RIA

Registered Investment Advisory firm - (6/22/2011 Approved)

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Contact information

Main Address

6230 Old Dobbin Lane Suite 170, Columbia, MD 21045

Mailing Address

Phone number

(443) 766-7160

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (3/4/2025)

Regulatory assets under management

Total Number of Accounts	1,384
AUM (Assets Under Management)	$ 460,210,291

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David L. Kasten

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Laurence Kasten's CRS (Customer Relationship Summary).

Certified licenses

Experience

LOWE FS

OSAIC WEALTH, INC.

T. ROWE PRICE INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

LOWE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/29/1996

Series 63

Date: 6/17/1994

Series 7

Date: 3/25/1996

Series 6

Date: 12/16/1993

Current Firm

LOWE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LOWE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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