Patrick J. Boyce
Professional summary
Patrick James Boyce was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Patrick is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Patrick had worked at 7 firms, which includes SALOMON GREY FINANCIAL CORPORATION, PACIFIC CORTEZ SECURITIES INCORPORATED, FIRST COLONIAL SECURITIES, SUPPES SECURITIES INC., INVESTORS ASSOCIATES INC., CORTLANDT CAPITAL CORPORATION, SOUTH RICHMOND SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 1999 - March 27, 2001
SALOMON GREY FINANCIAL CORPORATION
July 15, 1997 - April 6, 1999
PACIFIC CORTEZ SECURITIES INCORPORATED
May 22, 1997 - June 27, 1997
FIRST COLONIAL SECURITIES
January 30, 1997 - April 24, 1997
SUPPES SECURITIES, INC.
June 1, 1995 - February 6, 1997
INVESTORS ASSOCIATES, INC.
February 21, 1995 - June 2, 1995
CORTLANDT CAPITAL CORPORATION
November 16, 1994 - February 21, 1995
PACIFIC CORTEZ SECURITIES INCORPORATED
September 2, 1993 - July 20, 1994
SOUTH RICHMOND SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SALOMON GREY FINANCIAL CORPORATION
CRD#: 43413 / SEC#: , 8-50268
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Civil Event | 1 |
| Arbitration | 5 |
| Financial | 1 |
Red Flags
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