Frederick W. Knight
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederick William Knight JR, who also goes by Buddy Knight, was a registered financial professional .
Frederick is a previously registered financial professional and started their career in finance in 1993. Frederick had worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2010 - November 11, 2015
FIRST INDEPENDENT FINANCIAL SERVICES, INC.
November 20, 2008 - December 16, 2009
OSAIC FA, INC.
October 31, 2008 - November 21, 2008
OSAIC SERVICES, INC.
August 30, 1993 - October 31, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
FIRST INDEPENDENT FINANCIAL SERVICES, INC.
CRD#: 128904 / SEC#: , 8-66183
Contact information
Documents
Disclosures
| Arbitration | 1 |
Red Flags
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