Frederick P. Baerenz

F L PUTNAM INVESTMENT MANAGEMENT CO.

RESTON, VA 20190

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CRD#: 2388453

Professional summary

Frederick Peter Baerenz, AIF®, who also goes by Fred Peter Baerenz, is a registered financial advisor currently at F L PUTNAM INVESTMENT MANAGEMENT CO. located in Reston, Virginia.

Frederick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Frederick has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Fred Peter Baerenz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) International DeMolay Foundation; Investment-related: Yes; 10200 NW Ambassador Dr., DeMolay Foundation, Kansas City, MO 64153; Charitable Foundation; Trustee; Start: 06/30/2019; 5 hours/month - No hours during securities trading hours; Duties: I am one of 9 Trustees. My term ends 6/30/2025. (2) Virginia Masonic Youth Foundation; Investment-related: Yes; 4115 Nine Mile Road, Richmond, VA 23223; Charitable Foundation; Trustee & Treasurer (reporting not handling funds; Start: 11/15/2022; 5 hours/month - One day/year during securities trading hours. (3) Alexandria-Washington Masonic Lodge Foundation; Investment-related: Yes; 101 Callahan Drive, Alexandria, VA 22301; Oversee preservation of masonic artifacts from George Washington; Director; Start: 12/01/2023; 2 hours/month - no hours during securities trading hours; Duties: Review strategic goals and support preservation efforts.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick Peter Baerenz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

March 6, 2025 - Present

F L PUTNAM INVESTMENT MANAGEMENT CO.

Office #1: 11911 Freedom Drive Suite 730, Reston, VA 20190

RIA

CRD#: 106223

RESTON, VA

Past

May 3, 2013 - June 30, 2025

AOG WEALTH MANAGEMENT

RIA

CRD#: 159026

RESTON, VA

Past

May 1, 2013 - July 31, 2019

KALOS CAPITAL, INC.

CRD#: 44337

GREAT FALLS, VA

Past

February 28, 2012 - May 2, 2013

CETERA ADVISORS LLC

RIA

CRD#: 10299

GREAT FALLS, VA

Past

February 9, 2012 - February 28, 2012

PACIFIC WEST FINANCIAL CONSULTANTS INC

RIA

CRD#: 108728

RENTON, WA

Past

December 23, 2011 - May 2, 2013

CETERA ADVISORS LLC

CRD#: 10299

GREAT FALLS, VA

Past

September 9, 2004 - December 23, 2011

PACIFIC WEST FINANCIAL CONSULTANTS INC

RIA

CRD#: 108728

GREAT FALLS, VA

Past

September 9, 2004 - December 23, 2011

PACIFIC WEST SECURITIES, INC.

CRD#: 6390

GREAT FALLS, VA

Past

July 13, 2004 - September 9, 2004

GROVE POINT INVESTMENTS, LLC

RIA

CRD#: 1763

RESTON, VA

Past

August 13, 2001 - September 9, 2004

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

ROCKVILLE, MD

Past

February 19, 1999 - August 14, 2001

UNITED SECURITIES ALLIANCE, INC.

CRD#: 36487

GREENWOOD VILLAGE, CO

Past

April 18, 1995 - November 19, 1998

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

F L PUTNAM INVESTMENT MANAGEMENT CO.

F L PUTNAM INVESTMENT MANAGEMENT CO. | PUTNAM F L INVESTMENT MANAGEMENT CO | FLP ATRATO CONSULTING

CRD#: 106223 / SEC#: 801-21951

RIA

Registered Investment Advisory firm - (7/30/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(3/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/9/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/13/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/29/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/13/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 2/28/1997

Investment Company Products/Variable Contracts Principal Examination

Current Firm

F L PUTNAM INVESTMENT MANAGEMENT CO.

F L PUTNAM INVESTMENT MANAGEMENT CO. | PUTNAM F L INVESTMENT MANAGEMENT CO | FLP ATRATO CONSULTING

CRD#: 106223 / SEC#: 801-21951

RIA

Registered Investment Advisory firm - (7/30/1984 Approved)

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Contact information

Main Address

6 Kimball Lane, Lynnfield, MA 01940

Mailing Address

Phone number

(800) 344-3435

Established

Firm type

Fiscal year end

# of Employees

134

SEC notice filing (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FLP FORM ADV PART 2A (10/29/2025)

Regulatory assets under management

Total Number of Accounts	6,380
AUM (Assets Under Management)	$ 7,695,902,054

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/08/2025	Cover Page	Report
08/21/2025	Cover Page	Report
10/28/2024	Cover Page	Report
12/21/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Frederick P. Baerenz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick Peter Baerenz's CRS (Customer Relationship Summary).

Certified licenses

Experience

AOG WEALTH MANAGEMENT

KALOS CAPITAL, INC.

CETERA ADVISORS LLC

PACIFIC WEST FINANCIAL CONSULTANTS INC

CETERA ADVISORS LLC

PACIFIC WEST FINANCIAL CONSULTANTS INC

PACIFIC WEST SECURITIES, INC.

GROVE POINT INVESTMENTS, LLC

GROVE POINT INVESTMENTS, LLC

UNITED SECURITIES ALLIANCE, INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

F L PUTNAM INVESTMENT MANAGEMENT CO.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/9/2004

Series 63

Date: 4/13/1995

SIE

Date: 10/1/2018

Series 7

Date: 6/29/2004

Series 6

Date: 4/13/1995

Series 26

Date: 2/28/1997

Current Firm

F L PUTNAM INVESTMENT MANAGEMENT CO.

Contact information

SEC notice filing (36 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

F L PUTNAM INVESTMENT MANAGEMENT CO.

TRUST BUT VERIFY

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