Thomas F. Novak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Floyde Novak, who also goes by Thomas F Novak, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1993. Thomas had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2015 - March 28, 2024
DEMMA-NOVAK WEALTH MANAGEMENT
January 23, 2009 - August 5, 2015
SECURITIES AMERICA ADVISORS, INC.
January 23, 2009 - December 31, 2015
SECURITIES AMERICA, INC.
November 21, 2002 - January 23, 2009
BRECEK & YOUNG ADVISORS, INC.
March 20, 2001 - January 23, 2009
BRECEK & YOUNG ADVISORS, INC.
September 11, 1998 - March 6, 2001
DONAHUE SECURITIES, INC.
October 16, 1995 - September 28, 1998
MM ASCEND LIFE INVESTOR SERVICES, LLC
September 13, 1993 - November 16, 1995
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
DEMMA-NOVAK WEALTH MANAGEMENT
CRD#: 172311 / SEC#:
Contact information
Red Flags
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