Richard E. Buila

AMERITAS INVESTMENT COMPANY

Cincinnati, OH 45240

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CRD#: 2388093

Professional summary

Richard E Buila, who also goes by Richard Edward Buila, Rick Buila, is a registered financial professional currently at AMERITAS INVESTMENT COMPANY, LLC located in Cincinnati, Ohio.

Richard is registered as a RR (Registered Representative) and started their career in finance in 1994. Richard has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Richard Edward Buila | Rick Buila

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Richard E Buila's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 31, 2020 - Present

AMERITAS INVESTMENT COMPANY, LLC

Office #1: 1880 Waycross Road, Cincinnati, OH 45240

CRD#: 14869

Cincinnati, OH

Past

April 22, 2019 - September 4, 2020

FIFTH THIRD SECURITIES, INC.

CRD#: 628

CINCINNATI, OH

Past

February 3, 2006 - May 11, 2018

FIFTH THIRD SECURITIES, INC.

CRD#: 628

CINCINNATI, OH

Past

December 7, 2000 - February 3, 2006

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

March 18, 1994 - May 6, 1994

DICKINSON & CO.

CRD#: 689

Past

February 4, 1994 - March 9, 1994

FIRST ASSET MANAGEMENT, INC.

CRD#: 17341

Past

January 3, 1994 - February 4, 1994

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Nebraska
(8/31/2020)

Ohio
(8/31/2020)

Exams

State Security Law Exam

Series 63

Date: 12/20/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/11/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/6/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869 / SEC#: 801-undefined, 8-31296

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

5900 "o" Street, Lincoln, NE 68510

Mailing Address

Po Box 5507, Lincoln, NE 68505-0507

Phone number

(800) 335-9858

Established

Nebraska since 04/10/1984

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (9/16/2021)

PART 2A APPENDIX 1 OF FORM ADV - CONSTELLATION WRAP FEE PROGRAM BROCHURE (9/16/2021)

AMERITAS INVESTMENT STRATEGIES WRAP FEE PROGRAM BROCHURE (9/16/2021)

PART 2A APPENDIX 1 OF FORM ADV - MANAGED ACCOUNT SOLUTIONS PROGRAM BROCHURE (9/16/2021)

ADV PART 2A APPENDIX 1 OF FORM ADV-GALAXY II WRAP FEE BROCHURE (9/16/2021)

PART 2A APPENDIX 1 OF FORM ADV - GALAXY WRAP FEE PROGRAM BROCHURE (9/16/2021)

Direct owners and executive officers

Name	Position	CRD#
AMERITAS LIFE INSURANCE CORP.	BENEFICIAL OWNER
BEASLEY, RYAN CHARLES	MEMBER BOARD OF DIRECTORS	2943009
BERTHOLD, RICHARD AARON	VICE PRESIDENT, OPERATIONS	4433172
BIEL, ROLLIN LYNN	FINANCIAL AND OPERATIONS PRINCIPAL	5101711
HALVERSON, KELLY JAY	MEMBER BOARD OF DIRECTORS	7977580
KINSELLA, MATTHEW JOHN	CHIEF COMPLIANCE OFFICER	5217108
KORTE, BRENT FRAZIER	MEMBER BOARD OF DIRECTORS	4808103
ROBSON, JEREMY MICHAEL	PRESIDENT AND MEMBER BOARD OF DIRECTORS	4147931
SCHUBAUER, TYLER JOSEPH	CORPORATE SECRETARY	6392775
SHERFFIUS, MARIA ELIZABETH	SECOND VICE PRESIDENT - COMPLIANCE OFFICER	2726500
WU, MICHELE XIAOMING	MEMBER BOARD OF DIRECTORS	7863936

Disclosures

Regulatory Event	21
Arbitration	2

Red Flags

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Richard E. Buila

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Richard E Buila's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

FIDELITY BROKERAGE SERVICES LLC

DICKINSON & CO.

FIRST ASSET MANAGEMENT, INC.

AMERIPRISE ADVISOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/20/2000

SIE

Date: 5/11/2018

Series 7

Date: 12/6/2000

FINRA

Current Firm

AMERITAS INVESTMENT COMPANY, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Disclosures

Red Flags

Company Information

AMERITAS INVESTMENT COMPANY, LLC

TRUST BUT VERIFY

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