Bradley S. Richmond
Professional summary
Bradley Stuart Richmond is a registered financial professional currently at UNIVEST SECURITIES, LLC located in New York, New York.
Bradley is registered as a RR (Registered Representative) and started their career in finance in 1993. Bradley has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 79, Series 55, Series 7, Series 24 and Series 14 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bradley Stuart Richmond's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 10, 2020 - Present
UNIVEST SECURITIES, LLC
Office #1: 75 Rockefeller Plaza Suite 1838, New York, NY 10019August 3, 2016 - June 10, 2020
WESTPARK CAPITAL, INC.
March 27, 2013 - August 8, 2016
NEWPORT COAST SECURITIES, INC.
November 22, 2011 - March 22, 2013
I-BANKERS SECURITIES, INC.
October 9, 2009 - November 22, 2011
RODMAN & RENSHAW, LLC
January 16, 2003 - November 21, 2003
SLL SECURITIES INC
December 11, 1995 - January 3, 2000
WORLDCO, L.L.C.
September 7, 1993 - October 12, 1993
W.J. NOLAN & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/10/2020)
(6/10/2020)
(6/10/2020)
(1/13/2022)
(7/13/2021)
(6/10/2020)
(11/8/2024)
(1/13/2022)
(8/2/2024)
(2/21/2025)
(3/12/2025)
(1/5/2022)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/25/2010
Limited Representative-Equity Trader ExamFINRA
Current Firm
UNIVEST SECURITIES, LLC
CRD#: 36105 / SEC#: , 8-47006
Contact information
FINRA licenses (26 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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