David W. Levi
Professional summary
David William Levi is a registered financial professional currently at BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC located in New York, New York and BROOKFIELD PRIVATE ADVISORS LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 2006. David has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24, Series 51 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David William Levi's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 23, 2021 - Present
BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC
Office #1: 225 Liberty Street 35th Floor, New York, NY 10281March 14, 2024 - Present
BROOKFIELD PRIVATE ADVISORS LLC
Office #1: Brookfield Place 250 Vesey Street 15th Floor, New York, NY, 10281-1021Office #2: 1515 Sunset Drive Suite 34, Coral Gables, FL 33143July 29, 2014 - October 8, 2021
QUASAR DISTRIBUTORS, LLC
July 24, 2014 - December 22, 2021
BROOKFIELD PRIVATE ADVISORS LLC
September 1, 2011 - April 29, 2014
NUVEEN ASSET MANAGEMENT, LLC
October 29, 2010 - September 1, 2011
NUVEEN FUND ADVISORS, LLC
October 12, 2009 - April 29, 2014
NUVEEN SECURITIES, LLC
May 24, 2006 - March 11, 2009
ALLIANCEBERNSTEIN INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/14/2021)
(4/4/2024)
(10/14/2021)
(10/12/2021)
(9/30/2021)
(10/12/2021)
(10/11/2021)
(10/18/2021)
(11/29/2021)
(10/27/2021)
(10/22/2021)
(9/29/2021)
(9/30/2021)
(11/17/2021)
(10/19/2021)
(9/30/2021)
(9/30/2021)
(10/11/2021)
(10/1/2021)
(10/12/2021)
(10/7/2021)
(4/4/2024)
(10/1/2021)
(11/22/2021)
(10/8/2021)
(11/5/2021)
(9/30/2021)
(10/26/2021)
(4/4/2024)
(10/1/2021)
(10/5/2021)
(9/30/2021)
(9/29/2021)
(4/5/2024)
(10/6/2021)
(10/4/2021)
(10/5/2021)
(4/4/2024)
(4/4/2024)
(12/15/2021)
(10/11/2021)
(10/11/2021)
(10/11/2021)
(10/11/2021)
(10/26/2021)
(4/4/2024)
(10/11/2021)
(11/8/2021)
(4/4/2024)
(10/8/2021)
(4/4/2024)
(12/22/2021)
(10/8/2021)
Exams
FINRA
Current Firm
BROOKFIELD PRIVATE ADVISORS LLC
CRD#: 151423 / SEC#: , 8-68370
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
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