Francis A. Lupo
Professional summary
Francis Albert Lupo was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Francis is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Francis had worked at 6 firms, which includes J.P.R. CAPITAL CORP., LCP CAPITAL CORP., FIRST METROPOLITAN SECURITIES INC., FIRST LIBERTY INVESTMENT GROUP INC., WILLIAM SCOTT & CO. L.L.C., MEYERS POLLOCK ROBBINS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 1998 - May 25, 1999
J.P.R. CAPITAL CORP.
June 29, 1998 - August 11, 1998
LCP CAPITAL CORP.
March 10, 1998 - June 15, 1998
FIRST METROPOLITAN SECURITIES, INC.
November 14, 1997 - March 3, 1998
FIRST LIBERTY INVESTMENT GROUP, INC.
June 21, 1995 - October 27, 1997
WILLIAM SCOTT & CO. L.L.C.
February 15, 1994 - July 10, 1995
MEYERS POLLOCK ROBBINS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P.R. CAPITAL CORP.
CRD#: 38056 / SEC#: , 8-48061
Contact information
Documents
Disclosures
| Regulatory Event | 15 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
