Paul H. Smith
Professional summary
Paul Horton Smith SR was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Paul is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Paul had worked at 3 firms, which includes EGATE LLC, BROOKSTONE CAPITAL MANAGEMENT LLC, SENTRA SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2008 - December 31, 2020
EGATE, LLC
August 22, 2007 - January 25, 2011
BROOKSTONE CAPITAL MANAGEMENT LLC
July 11, 2007 - December 31, 2007
EGATE, LLC
December 24, 1996 - May 26, 2000
SENTRA SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
EGATE, LLC
CRD#: 143317 / SEC#:
Contact information
Red Flags
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