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JP

Jygnesh R. Patel

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CRD#: 2387765
JP

Professional summary


Jygnesh Rohit Patel was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Jygnesh is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Jygnesh had worked at 9 firms, which includes TRADERIGHT SECURITIES INC., MSST INC., TELARO SECURITIES INC., ITRADEDIRECT.COM CORP, A.J. MICHAELS & CO. LTD., INSTITUTIONAL EQUITY CORPORATION, CLEARING SERVICES OF AMERICA INC., FFP SECURITIES INC., JOSEPH ROBERTS & CO. INC..

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jay Patel | Jyg Patel

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 20, 2001 - March 28, 2005

TRADERIGHT SECURITIES, INC.

BD
CRD#: 45598
LOCKPORT, IL
Past

July 18, 2000 - March 27, 2001

MSST, INC.

BD
CRD#: 43401
BOCA RATON, FL
Past

July 2, 1999 - September 3, 1999

TELARO SECURITIES, INC.

BD
CRD#: 26983
N. PALM BEACH, FL
Past

December 4, 1998 - June 28, 1999

ITRADEDIRECT.COM CORP

BD
CRD#: 18281
BOCA RATON, FL
Past

September 5, 1996 - July 13, 1998

A.J. MICHAELS & CO., LTD.

BD
CRD#: 19883
HAUPPAUGE, NY
Past

August 19, 1994 - November 21, 1996

INSTITUTIONAL EQUITY CORPORATION

BD
CRD#: 19628
DALLAS, TX
Past

August 10, 1994 - August 22, 1994

CLEARING SERVICES OF AMERICA, INC.

BD
CRD#: 23623
ST. LOUIS, MO
Past

January 20, 1994 - August 11, 1994

FFP SECURITIES, INC.

BD
CRD#: 16337
CHESTERFIELD, MO
Past

August 19, 1993 - January 3, 1994

JOSEPH ROBERTS & CO., INC.

BD
CRD#: 15971
POMPANO BEACH, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 7/15/2002
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 55
Date: 4/23/2001
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


TS
TRADERIGHT SECURITIES, INC.
DBA: NDX ADVISORS | TRADERIGHT, CORP. D/B/A TRADERIGHT SECURITIES, INC. | TRADERIGHT SECURITIES, INC. | TRADERIGHT SECURITIES | TRADERIGHT CORPORATION | TRADERIGHT CORP. | TRADERIGHT CORP DBA TRADERIGHT SECURITIES, INC | NDX TRADING INC --AFFILATE BY COMMON OWNERSHIP | NDX ADVISORS, LLC | ENTERPRISE ADVISORY GROUP, INC.

CRD#: 45598 / SEC#: , 8-51101

BD
Terminated by SEC on 06/16/2009
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Contact information


Main Address
Mailing Address
Phone number
Established
Florida since 12/01/1997
Firm type
Corporation
Fiscal year end
March
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
FINANCIAL NETWORKS GROUP, LLCSHAREHOLDER
DRAGEL, GEORGE EDWARDCCO/AMLCO/CORPORATE SECRETARY1718650
RUKUJZO, MICHAEL JOHNPRESIDENT/REGISTERED PRINCIPAL/SROP/CROP/FINOP/TREASURER1386173

Disclosures


Regulatory Event3
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TRADERIGHT SECURITIES, INC.

CRD#: 45598

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