John D. Kenney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Duff Kenney was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1993. John had worked at 6 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 27, 2011 - April 21, 2015
FRANKLIN DISTRIBUTORS, LLC
December 1, 2005 - March 2, 2010
STIFEL, NICOLAUS & COMPANY, INCORPORATED
February 1, 2002 - December 1, 2005
LEGG MASON WOOD WALKER, INCORPORATED
January 25, 2000 - February 1, 2002
WELLS FARGO BROKERAGE SERVICES, L.L.C.
March 2, 1998 - January 21, 2000
RBC CAPITAL MARKETS, LLC
October 13, 1993 - March 2, 1998
DAIN RAUSCHER INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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