Scott W. Raybin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Warren Raybin was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1993. Scott had worked at 4 firms and has passed the Series 63, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2002 - July 23, 2003
GRANITE ASSOCIATES, INC
March 1, 2000 - June 16, 2000
ALL-TECH DIRECT, INC.
July 22, 1999 - January 5, 2000
ALL-TECH DIRECT, INC.
June 25, 1994 - August 24, 1994
CITIGROUP GLOBAL MARKETS INC.
September 9, 1993 - April 21, 1994
JOSEPH CHARLES & ASSOC., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GRANITE ASSOCIATES, INC
CRD#: 46682 / SEC#: , 8-51511
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
