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FS

Francesca E. Scarito

M&A SECURITIES GROUP
BOSTON, MA 02109
Some features on this profile are disabled
CRD#: 2387679
FS

Professional summary


Francesca Elizabeth Scarito, who also goes by Rudy Scarito, is a registered financial professional currently at M&A SECURITIES GROUP, INC. located in Boston, Massachusetts.

Francesca is registered as a RR (Registered Representative) and started their career in finance in 1993. Francesca has worked at 11 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 3, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Rudy Scarito

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Francesca Elizabeth Scarito's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 27, 2013 - Present

M&A SECURITIES GROUP, INC.

Office #1: 53 State Street Suite 500, Boston, MA 02109
BD
CRD#: 39999
BOSTON, MA
Past

June 29, 2009 - April 30, 2013

BURCH & COMPANY, INC

BD
CRD#: 102280
BOSTON, MA
Past

November 13, 2008 - July 1, 2009

CANACCORD GENUITY LLC

BD
CRD#: 1020
BOSTON, MA
Past

May 7, 2007 - November 7, 2008

CANACCORD GENUITY LLC

BD
CRD#: 1020
NEW YORK, NY
Past

February 12, 2007 - May 4, 2007

B. RILEY SECURITIES, INC.

BD
CRD#: 25027
ARLINGTON, VA
Past

July 30, 2004 - February 22, 2007

LEGACY PARTNERS GROUP, LLC

BD
CRD#: 126712
WASHINGTON, DC
Past

June 12, 2002 - June 28, 2004

TRUIST SECURITIES, INC.

RIA
CRD#: 6271
ATLANTA, GA
Past

July 27, 2001 - June 28, 2004

TRUIST SECURITIES, INC.

BD
CRD#: 6271
ATLANTA, GA
Past

July 3, 2000 - July 27, 2001

THE ROBINSON-HUMPHREY COMPANY, LLC

BD
CRD#: 723
ATLANTA, GA
Past

November 1, 1999 - April 12, 2000

TUCKER ANTHONY INCORPORATED

BD
CRD#: 837
BOSTON, MA
Past

May 3, 1999 - November 1, 1999

CLEARY GULL INC.

BD
CRD#: 45309
MILWAUKEE, WI
Past

May 9, 1997 - May 3, 1999

TUCKER ANTHONY INCORPORATED

BD
CRD#: 837
BOSTON, MA
Past

October 2, 1995 - May 1, 1997

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

August 31, 1993 - September 1, 1995

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(11/19/2024)
RR
Massachusetts
(3/27/2013)
RR
Michigan
(7/9/2025)
RR
New Hampshire
(7/9/2025)
RR
New York
(2/10/2025)
RR
Texas
(3/3/2025)

Exams


State Security Law Exam
IAR
Series 65
Date: 7/11/1994
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


MS
M&A SECURITIES GROUP, INC.
M&A SECURITIES GROUP, INC. | TOWER BROKERAGE SERVICES, INC.

CRD#: 39999 / SEC#: , 8-48926

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information


Main Address
4151 N. Mulberry Drive Suite 252, Kansas City, MO 64116
Mailing Address
4151 N. Mulberry Drive Suite 252, Kansas City, MO 64116
Phone number
(816) 888-7920
Established
Kansas since 12/18/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (48 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
PASTORINO, JESSICA BROOKPRESIDENT, CCO5230374
BURCH, JACOB RANDALOWNER6049983
BURCH, JENIFER LOUFINANCIAL AND OPERATIONS PRINCIPAL5796387

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


M&A SECURITIES GROUP, INC.

CRD#: 39999Boston, MA 02109

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