John D. Joyce
JOYCE WEALTH MANAGEMENT | President / Financial Advisor
Houston, TX 77063
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CRD#: 2387664
Professional summary
John David Joyce, who also goes by John David (j.d.) Joyce, J.d. Joyce, is a registered financial advisor currently at JOYCE WEALTH MANAGEMENT, LLC located in Houston, Texas.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. John has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Biography
J.D. loves people and relishes long term meaningful relationships. Perhaps this is one reason he and his company flourish in the wealth management industry.
J.D. and his team truly know their clients – the things important to them, their likes, dislikes, and their purpose and passion. This love of people results in an investor-centric approach where the wishes of the client are first and foremost. By taking unique client goals and objectives and meshing them with the economic and market outlook, J.D. and his team build customized strategies to potentially match the wishes of the investor.
As president, J.D. works closely with his clients and trusted team. His fee-only Registered Investment Advisory firm covers a diverse range of financial services and solutions — often for multi-generational families. He exhibits the highest level of ethical standards, integrity, and professionalism, which is demonstrated through his quality of practice and trusting relationships.
J.D. holds a BA in Political Science from Texas A&M University and an MBA with a concentration in Finance from the American University in Washington, DC. He is a multi-year recipient of the Forbes | SHOOK Best-In-State Wealth Advisors, (2017, 18, 19, 20, 21, 22, 23) a three-time past recipient of the Barron’s Top 1000 Advisors List, (2009, 10, 11) and a ten-time recipient of the Five Star Wealth Management award, (2014 – 2023).
Question & Answer
What are your service offerings?
Retirement planning,
Investment management,
Cash flow management,
Trust and Estate planning,
Tax planning,
Risk management,
Business planning,
Education planning
What is your current number of clients?
Greater than 100
Are you a "fiduciary"?
Yes
Aliases
John David (j.d.) Joyce | J.d. Joyce
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BOOK: THE STORY OF RICH / WRITING A NOVEL THAT TEACHES INVESTMENT PLANNING AND FINANCE / HOUSTON, TX / WRITER, PROMOTER, SPEAKER / START 7/24/2012 / 20 HRS. MELODIA SEA OF DREAMS,LLC; INV RELATED; HOUSTON, TX; REAL ESTATE HOLDING COMPANY; 100% OWNERSHIP; START 5/1/2011; <1 HOUR PER MONTH; 0 DURING TRADING. TEAM JABA, LLC; INV RELATED; HOUSTON, TX; OIL WELL DRILLING; 100% OWNERSHIP; START 2011; <1 HOUR PER MONTH; 0 DURING TRADING. J.D. JOYCE INVESTMENT MANAGEMENT GROUP, LLC , INVT RELATED, HOUSTON, TX, 100% OWNERSHIP, START 5/23/2013, 160 HRS PER MONTH, 8 HRS DURING TRADING, FINET PRACTICE. NATIONAL FEDERATION OF PACHYDERM CLUBS; NOT INV. RELATED; HOUSTON, TX; PRESIDENT; START DATE 1/2022; 5 HRS PER MONTH; MINIMAL DURING TRADING HOURS; DUTIES: PROMOTING EDUCATION AND ACTIVE CITIZEN INVOLVEMENT IN POLITICS. TBD RIA; INV. RELATED; HOUSTON,TX; 100% OWNERSHIP; START DATE 01/01/2023; NUMBER OF HOURS PER MONTH 40; NUMBER OF HOURS DURING TRADING 40; FEE ONLY RIA.
CRS (Client Relationship Summary) - RIA
Click below to view John David Joyce's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 2, 2023 - Present
JOYCE WEALTH MANAGEMENT, LLC
Office #1: 7880 San Felipe Suite 115, Houston, TX 77063RIA
CRD#: 325221
Houston, TX
Past
May 23, 2013 - May 8, 2023
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
HOUSTON, TX
Past
May 23, 2013 - May 8, 2023
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
HOUSTON, TX
Past
September 17, 1993 - May 31, 2013
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
HOUSTON, TX
Past
September 7, 1993 - May 31, 2013
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
JOYCE WEALTH MANAGEMENT, LLC
JOYCE WEALTH MANAGEMENT, LLC
CRD#: 325221 / SEC#: 801-127428
RIA
Registered Investment Advisory firm - (3/7/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(5/2/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
JW
JOYCE WEALTH MANAGEMENT, LLC
JOYCE WEALTH MANAGEMENT, LLC
CRD#: 325221 / SEC#: 801-127428
RIA
Registered Investment Advisory firm - (3/7/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7880 San Felipe Suite 115, Houston, TX 77063
Mailing Address
Phone number
(713) 714-8500
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 951 |
| AUM (Assets Under Management) | $ 420,002,836 |
Red Flags
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Company Information
JOYCE WEALTH MANAGEMENT, LLC
President / Financial AdvisorCRD#: 325221Houston, TX 77063TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
