How trustworthy is your Financial Advisor?

CHECK FOR RED FLAGS

See the full picture before you decide

Nearly 100,000 registered financial advisors have customer disputes, bankruptcies, criminal activity, and more on their records. In 2023, about 60 red flags were recorded daily. That's why it's crucial to check if your advisor has any red flags and decide whether you're comfortable with them.

GET TO KNOW John

ADVISOR PERSONAL BIO

J.D. loves people and relishes long term meaningful relationships. Perhaps this is one reason he and his company flourish in the wealth management industry. J.D. and his team truly know their clients – the things important to them, their likes, dislikes, and their purpose and passion. This love of people results in an investor-centric approach where the wishes of the client are first and foremost. By taking unique client goals and objectives and meshing them with the economic and market outlook, J.D. and his team build customized strategies to potentially match the wishes of the investor. As president, J.D. works closely with his clients and trusted team. His fee-only Registered Investment Advisory firm covers a diverse range of financial services and solutions — often for multi-generational families. He exhibits the highest level of ethical standards, integrity, and professionalism, which is demonstrated through his quality of practice and trusting relationships. J.D. holds a BA in Political Science from Texas A&M University and an MBA with a concentration in Finance from the American University in Washington, DC. He is a multi-year recipient of the Forbes | SHOOK Best-In-State Wealth Advisors, (2017, 18, 19, 20, 21, 22, 23) a three-time past recipient of the Barron’s Top 1000 Advisors List, (2009, 10, 11) and a ten-time recipient of the Five Star Wealth Management award, (2014 – 2023).

ADVISOR PROFILE

Services Offered

Retirement planning,

Investment management,

Cash flow management,

Trust and Estate planning,

Tax planning,

Risk management,

Business planning,

Education planning

My Ideal Client

Retail

High Net Worth

OTHER BUSINESSES AND POTENTIAL CONFLICTS OF INTEREST

BOOK: THE STORY OF RICH / WRITING A NOVEL THAT TEACHES INVESTMENT PLANNING AND FINANCE / HOUSTON, TX / WRITER, PROMOTER, SPEAKER / START 7/24/2012 / 20 HRS. MELODIA SEA OF DREAMS,LLC; INV RELATED; HOUSTON, TX; REAL ESTATE HOLDING COMPANY; 100% OWNERSHIP; START 5/1/2011; <1 HOUR PER MONTH; 0 DURING TRADING. TEAM JABA, LLC; INV RELATED; HOUSTON, TX; OIL WELL DRILLING; 100% OWNERSHIP; START 2011; <1 HOUR PER MONTH; 0 DURING TRADING. J.D. JOYCE INVESTMENT MANAGEMENT GROUP, LLC , INVT RELATED, HOUSTON, TX, 100% OWNERSHIP, START 5/23/2013, 160 HRS PER MONTH, 8 HRS DURING TRADING, FINET PRACTICE. NATIONAL FEDERATION OF PACHYDERM CLUBS; NOT INV. RELATED; HOUSTON, TX; PRESIDENT; START DATE 1/2022; 5 HRS PER MONTH; MINIMAL DURING TRADING HOURS; DUTIES: PROMOTING EDUCATION AND ACTIVE CITIZEN INVOLVEMENT IN POLITICS. TBD RIA; INV. RELATED; HOUSTON,TX; 100% OWNERSHIP; START DATE 01/01/2023; NUMBER OF HOURS PER MONTH 40; NUMBER OF HOURS DURING TRADING 40; FEE ONLY RIA.

FIRM INFORMATION

Some financial advisors may work at more than one firm. Click view work history below to review their data.

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