Ronald Jost
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Jost, who also goes by Ronald Paul Jost, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1993. Ronald had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2014 - January 14, 2015
MACQUARIE CAPITAL (USA) INC.
November 1, 2010 - October 7, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 8, 2007 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
April 21, 2004 - August 17, 2005
KBC SECURITIES USA LLC
January 17, 2003 - May 6, 2004
CREDIT SUISSE SECURITIES (USA) LLC
July 17, 2000 - January 17, 2003
PERSHING LLC
June 7, 2000 - July 12, 2000
DEUTSCHE BANK SECURITIES INC.
November 3, 1997 - January 31, 2000
CIBC WORLD MARKETS CORP.
April 7, 1997 - November 3, 1997
CIBC WOOD GUNDY SECURITIES CORP.
February 9, 1995 - March 8, 1995
CIBC WOOD GUNDY SECURITIES CORP.
October 16, 1993 - February 23, 1995
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MACQUARIE CAPITAL (USA) INC.
CRD#: 36368 / SEC#: , 8-47198
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MACQUARIE HOLDINGS (USA) INC. | SHAREHOLDER | |
| BACHTELER, TOBIAS | CO-CHIEF EXECUTIVE OFFICER | 4945558 |
| CHAN, PAULINA M | CHIEF COMPLIANCE OFFICER | 3211559 |
| CONAHAN, JAMES S | CHIEF FINANCIAL OFFICER/FINOP | 2538695 |
| DE FREITAS, CARLOS A | CHIEF OPERATING OFFICER | 4812920 |
| FULTON, JANEEN KAY | AML OFFICER | 3066508 |
| VALENTINE, ROBERT GEOFFREY | DIRECTOR | 5633577 |
| VUOLO, JEREMY MURPHY | CO-CHIEF EXECUTIVE OFFICER | 2798378 |
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
