Nancy E. Larget
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nancy Elizabeth Larget, who also goes by Nancy Elizabeth Large, Nancy Large, Nancy Larget, was a registered financial professional .
Nancy is a previously registered financial professional and started their career in finance in 1998. Nancy had worked at 3 firms and has passed the Series 66, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2008 - June 6, 2019
PACIFIC WEALTH ADVISORS
April 10, 2008 - June 29, 2011
LPL FINANCIAL LLC
January 24, 2008 - June 29, 2011
LPL FINANCIAL LLC
April 1, 1998 - April 2, 2003
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
PACIFIC WEALTH ADVISORS
CRD#: 146267 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
