NM

Noah L. Myers

Some features on this profile are disabled
CRD#: 2387620
NM

Professional summary


Noah Lauren Myers was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Noah is a previously registered financial advisor and started their career in finance in 1993. Prior to being barred, Noah had worked at 5 firms, which includes MIDDLECOVE CAPITAL LLC, PURSHE KAPLAN STERLING INVESTMENTS, CITIGROUP GLOBAL MARKETS INC., JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY, SIGNATOR INVESTORS INC..

Question & Answer


Are you a "fiduciary"?
No

Aliases


Noah L Myers

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 15, 2012 - December 31, 2012

MIDDLECOVE CAPITAL, LLC

RIA
CRD#: 145372
CENTERBROOK, CT
Past

February 9, 2012 - December 31, 2011

MIDDLECOVE CAPITAL, LLC

RIA
CRD#: 145372
CENTERBROOK, CT
Past

January 22, 2010 - December 31, 2011

MIDDLECOVE CAPITAL, LLC

RIA
CRD#: 145372
CENTERBROOK, CT
Past

February 15, 2008 - December 31, 2009

MIDDLECOVE CAPITAL, LLC

RIA
CRD#: 145372
CENTERBROOK, CT
Past

February 15, 2008 - April 26, 2012

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
CENTERBROOK, CT
Past

August 3, 1994 - February 28, 2008

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
ESSEX, CT
Past

February 28, 1994 - February 28, 2008

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
ESSEX, CT
Past

August 24, 1993 - February 16, 1994

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

BD
CRD#: 5181
BOSTON, MA
Past

August 24, 1993 - February 16, 1994

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


MC
MIDDLECOVE CAPITAL, LLC
MIDDLECOVE CAPITAL, LLC

CRD#: 145372 / SEC#: 801-68677

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Contact information


Main Address
65 Main Street, Centerbrook, CT 06409
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Part 2 Brochures

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MIDDLECOVE CAPITAL, LLC

CRD#: 145372

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