Robert D. Berger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Dale Berger, who also goes by Bob Berger, Robert D Berger, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1993. Robert had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2003 - February 11, 2020
CEA ATLANTIC ADVISORS, LLC
March 26, 2002 - February 19, 2003
COMMUNICATIONS EQUITY ASSOCIATES, LLC
January 3, 2001 - April 3, 2001
COMMUNICATIONS EQUITY ASSOCIATES, LLC
December 7, 1993 - January 4, 2000
CEA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CEA ATLANTIC ADVISORS, LLC
CRD#: 127146 / SEC#: , 8-65962
Contact information
FINRA licenses (12 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
