Theodore A. Hartenstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theodore Arthur Hartenstein, who also goes by Ted Hartenstein, was a registered financial professional .
Theodore is a previously registered financial professional and started their career in finance in 1968. Theodore had worked at 6 firms and has passed the Series 24 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 1997 - December 31, 1997
PRIMELINE SECURITIES CORP.
April 15, 1993 - December 31, 1994
OFG FINANCIAL SERVICES, INC.
February 22, 1991 - March 17, 1993
THE COLUMBIAN SECURITIES CORPORATION
May 21, 1990 - February 22, 1991
CHAPMAN SECURITIES, INC.
February 6, 1976 - March 28, 1990
MID-CONTINENT INVESTMENTS, INC.
November 25, 1968 - December 11, 1971
MID-CONTINENT SECURITIES CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 00
Date: 11/5/1968
General Securities Principal ExaminationCurrent Firm
PRIMELINE SECURITIES CORP.
CRD#: 15896 / SEC#: , 8-32899
Contact information
Documents
Red Flags
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