Christopher L. O'connell
Professional summary
Christopher Lee O'connell, who also goes by Christopher Lee Oconnell, is a registered financial advisor currently at CAVANAL HILL INVESTMENT MANAGEMENT, INC. located in Tulsa, Oklahoma.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Christopher has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Lee O'connell's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 12, 2006 - Present
CAVANAL HILL INVESTMENT MANAGEMENT, INC.
Office #1: One Williams Center 15th Floor, Tulsa, OK 74172-0172May 18, 1999 - October 29, 2001
HEARTLAND ADVISORS, INC.
Primary Firm SEC Registration
CAVANAL HILL INVESTMENT MANAGEMENT, INC.
CRD#: 110774 / SEC#: 801-60138
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/9/2017)
(1/11/2017)
(1/21/2017)
(1/24/2017)
(1/6/2017)
(5/12/2006)
(1/5/2017)
Exams
Current Firm
CAVANAL HILL INVESTMENT MANAGEMENT, INC.
CRD#: 110774 / SEC#: 801-60138
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,326 |
| AUM (Assets Under Management) | $ 14,223,562,597 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2025 | ||
| 12/18/2024 | ||
| 08/25/2023 | ||
| 09/26/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
