John R. Erwin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Robert Erwin was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1993. John had worked at 6 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2011 - June 11, 2012
DAVINCI CAPITAL MANAGEMENT, INC.
May 1, 2007 - November 30, 2009
WOODBURY FINANCIAL SERVICES, INC.
June 7, 2004 - December 31, 2005
PRINCIPAL SECURITIES, INC.
September 26, 2002 - May 5, 2004
SUNSET FINANCIAL SERVICES, INC.
January 23, 2001 - September 18, 2002
HORNOR, TOWNSEND & KENT, LLC
November 10, 1998 - January 2, 2001
SUNSET FINANCIAL SERVICES, INC.
November 24, 1993 - September 29, 1998
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DAVINCI CAPITAL MANAGEMENT, INC.
CRD#: 46897 / SEC#: 801-56514, 8-51580
Contact information
FINRA licenses (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 85 |
| AUM (Assets Under Management) | $ 40,216,551 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
