George P. Harris

BENTHAM WEALTH ADVISORS

WILLIAMSVILLE, NY 14221

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CRD#: 2387291

Professional summary

George Peter Harris, CFP® is a registered financial advisor currently at BENTHAM WEALTH ADVISORS located in Williamsville, New York.

George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. George has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Peter Harris's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1999

Experience

Current

October 11, 2024 - Present

BENTHAM WEALTH ADVISORS

Office #1: 300 International Dr Suite 100, Williamsville, NY 14221

RIA

CRD#: 332035

WILLIAMSVILLE, NY

Past

May 13, 2021 - August 27, 2024

CAPITAL ANALYSTS

RIA

CRD#: 162200

Getzville, NY

Past

April 26, 2018 - August 27, 2024

LINCOLN INVESTMENT

RIA

CRD#: 519

Amherst, NY

Past

January 3, 2017 - August 27, 2024

LINCOLN INVESTMENT

CRD#: 519

Amherst, NY

Past

January 6, 2011 - October 4, 2019

LEGEND ADVISORY, LLC

RIA

CRD#: 104761

GETZVILLE, NY

Past

January 1, 1994 - January 3, 2017

LEGEND EQUITIES CORPORATION

CRD#: 30999

GETZVILLE, NY

Past

September 23, 1993 - January 1, 1994

LEGEND CAPITAL CORPORATION

CRD#: 4149

PALM BEACH GARDENS, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BENTHAM WEALTH ADVISORS

BENTHAM WEALTH ADVISORS | BENTHAM WEALTH ADVISORS INC

CRD#: 332035 / SEC#: 801-130680

RIA

Registered Investment Advisory firm - (7/12/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(10/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/22/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/7/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/22/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BENTHAM WEALTH ADVISORS

BENTHAM WEALTH ADVISORS | BENTHAM WEALTH ADVISORS INC

CRD#: 332035 / SEC#: 801-130680

RIA

Registered Investment Advisory firm - (7/12/2024 Approved)

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Contact information

Main Address

300 International Dr Suite 100, Williamsville, NY 14221

Mailing Address

Phone number

(716) 580-1500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (2/25/2026)

Regulatory assets under management

Total Number of Accounts	552
AUM (Assets Under Management)	$ 110,100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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George P. Harris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Peter Harris's CRS (Customer Relationship Summary).

Certified licenses

Experience

BENTHAM WEALTH ADVISORS

CAPITAL ANALYSTS

LINCOLN INVESTMENT

LINCOLN INVESTMENT

LEGEND ADVISORY, LLC

LEGEND EQUITIES CORPORATION

LEGEND CAPITAL CORPORATION

Primary Firm SEC Registration

BENTHAM WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 9/22/1993

SIE

Date: 10/1/2018

Series 7

Date: 8/7/2003

Series 6

Date: 9/22/1993

Current Firm

BENTHAM WEALTH ADVISORS

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BENTHAM WEALTH ADVISORS

TRUST BUT VERIFY

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