Timothy Stevenson

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CRD#: 2387264

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Timothy Stevenson, who also goes by Timothy D Stevenson, Timothy Daniel Stevenson, was a registered financial professional .

Timothy is a previously registered financial professional and started their career in finance in 1993. Timothy had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Timothy D Stevenson | Timothy Daniel Stevenson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 19, 2020 - June 10, 2021

GANIM PRIVATE WEALTH

RIA

CRD#: 285679

SHELTON, CT

Past

June 18, 2018 - March 13, 2019

DAVID LERNER ASSOCIATES, INC.

CRD#: 5397

WESTPORT, CT

Past

November 15, 2017 - March 6, 2018

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

MILFORD, CT

Past

February 1, 2017 - March 6, 2018

MML INVESTORS SERVICES, LLC

CRD#: 10409

MILFORD, CT

Past

June 10, 2015 - December 22, 2016

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

MILFORD, CT

Past

April 29, 2015 - December 22, 2016

PARK AVENUE SECURITIES LLC

CRD#: 46173

MILFORD, CT

Past

December 23, 2013 - December 10, 2014

GIRARD SECURITIES, INC.

CRD#: 18697

MORRISTOWN, NJ

Past

May 16, 2013 - December 8, 2014

UNITED CAPITAL FINANCIAL ADVISORS

RIA

CRD#: 134600

SOUTH NORWALK, CT

Past

April 18, 2011 - January 18, 2012

BGC FINANCIAL, L.P.

CRD#: 19801

NEW YORK, NY

Past

August 25, 2008 - April 14, 2011

TULLETT PREBON FINANCIAL SERVICES LLC

CRD#: 28196

NEW YORK, NY

Past

June 11, 1996 - October 9, 2008

TULLETT LIBERTY BROKERAGE INC.

CRD#: 19717

NEW YORK, NY

Past

October 24, 1995 - June 10, 1996

GARBAN CAPITAL MARKETS LLC

CRD#: 19738

JERSEY CITY, NJ

Past

December 3, 1993 - February 7, 1997

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GANIM PRIVATE WEALTH

GANIM PRIVATE WEALTH | GFS WEALTH MANAGEMENT ADVISORS, INC. DBA GANIM FINANCIAL | GFS WEALTH MANAGEMENT ADVISORS, INC. | GFS WEALTH MANAGEMENT ADVISORS INC

CRD#: 285679 / SEC#: 801-120943

RIA

Registered Investment Advisory firm - (4/23/2021 Approved)

Connecticut

Registered Investment Advisory firm - (7/27/2021 Terminated)

Florida

Registered Investment Advisory firm - (7/1/2021 Terminated)

New York

Registered Investment Advisory firm - (7/1/2021 Terminated)

Texas

Registered Investment Advisory firm - (7/1/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/15/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/3/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/18/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/2/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GANIM PRIVATE WEALTH

GANIM PRIVATE WEALTH | GFS WEALTH MANAGEMENT ADVISORS, INC. DBA GANIM FINANCIAL | GFS WEALTH MANAGEMENT ADVISORS, INC. | GFS WEALTH MANAGEMENT ADVISORS INC

CRD#: 285679 / SEC#: 801-120943

RIA

Registered Investment Advisory firm - (4/23/2021 Approved)

Connecticut

Registered Investment Advisory firm - (7/27/2021 Terminated)

Florida

Registered Investment Advisory firm - (7/1/2021 Terminated)

New York

Registered Investment Advisory firm - (7/1/2021 Terminated)

Texas

Registered Investment Advisory firm - (7/1/2021 Terminated)

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Contact information

Main Address

2 Enterprise Drive Suite 305, Shelton, CT 06484

Mailing Address

Phone number

(203) 335-0851

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE - GFS WEALTH MANAGEMENT ADVISORS, INC. (3/20/2025)

ADV PART 2A - GFS WEALTH MANAGEMENT ADVISORS, INC. (3/20/2025)

Regulatory assets under management

Total Number of Accounts	42
AUM (Assets Under Management)	$ 261,980,766

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy Stevenson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

DAVID LERNER ASSOCIATES, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

GIRARD SECURITIES, INC.

UNITED CAPITAL FINANCIAL ADVISORS

BGC FINANCIAL, L.P.

TULLETT PREBON FINANCIAL SERVICES LLC

TULLETT LIBERTY BROKERAGE INC.

GARBAN CAPITAL MARKETS LLC

GUARDIAN INVESTOR SERVICES LLC

Primary Firm SEC Registration

GANIM PRIVATE WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 5/15/2013

Series 63

Date: 11/3/1993

SIE

Date: 10/1/2018

Series 7

Date: 5/18/2001

Series 6

Date: 12/2/1993

Current Firm

GANIM PRIVATE WEALTH

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GANIM PRIVATE WEALTH

TRUST BUT VERIFY

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