Gregory P. Konezny

PROVENIRE CAPITAL LLC

Eden Prairie, MN 55344

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CRD#: 2387230

Professional summary

Gregory Paul Konezny, who also goes by Greg Konezny, is a registered financial advisor currently at PROVENIRE CAPITAL LLC located in Eden Prairie, Minnesota.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Gregory has worked at 2 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Greg Konezny

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Paul Konezny's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 24, 2017 - Present

PROVENIRE CAPITAL LLC

Office #1: 9855 West 78th Street Suite 300, Eden Prairie, MN 55344

RIA

CRD#: 170390

Eden Prairie, MN

Past

November 24, 1993 - March 17, 2003

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(7/24/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/6/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/23/1993

General Securities Representative Examination

Current Firm

PROVENIRE CAPITAL LLC

CRD#: 170390 / SEC#: 801-118136

RIA

Registered Investment Advisory firm - (9/16/2021 Terminated)

Minnesota

Registered Investment Advisory firm - (9/15/2021 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

9855 West 78th Street Suite 300, Eden Prairie, MN 55344

Mailing Address

Phone number

(612) 913-4849

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	11
AUM (Assets Under Management)	$ 65,536,959

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
Minnesota	ERA - Withdrawn	2/3/2015

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gregory P. Konezny

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Paul Konezny's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROVENIRE CAPITAL LLC

PIPER SANDLER & CO.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/6/1993

Series 7

Date: 11/23/1993

Current Firm

PROVENIRE CAPITAL LLC

Contact information

Documents

Regulatory assets under management

Exempt reporting advisers

Red Flags

Company Information

PROVENIRE CAPITAL LLC

TRUST BUT VERIFY

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