Stuart R. Barich
Professional summary
Stuart Ross Barich, who also goes by Stuart R Barich, Stuart Barich, is a registered financial professional currently at CANACCORD GENUITY LLC located in New York, New York.
Stuart is registered as a RR (Registered Representative) and started their career in finance in 1993. Stuart has worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stuart Ross Barich's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 7, 2025 - Present
CANACCORD GENUITY LLC
Office #1: One Pennsylvania Plaza Suite 2900, New York, NY 10119February 12, 2015 - October 21, 2025
RAYMOND JAMES & ASSOCIATES, INC.
July 12, 2006 - February 18, 2015
OPPENHEIMER & CO. INC.
October 25, 2000 - August 10, 2005
LEERINK PARTNERS LLC
May 24, 2000 - September 5, 2000
RODMAN & RENSHAW, LLC
April 5, 1999 - April 12, 2000
OSCAR GRUSS & SON INCORPORATED
August 8, 1995 - March 30, 1999
AUERBACH, POLLAK & RICHARDSON INC.
September 3, 1993 - January 16, 1995
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/7/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
CANACCORD GENUITY LLC
CRD#: 1020 / SEC#: , 8-3271
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CANACCORD ADAMS (DELAWARE) INC. | PARENT | |
| ANDERSON, SCOTT WINFREE | CHIEF COMPLIANCE OFFICER | 5800524 |
| BARLOW, JEFFREY GRIFFIN | CHIEF EXECUTIVE OFFICER, PRESIDENT, EXECUTIVE DIRECTOR | 2277052 |
| DAVIAU, DANIEL JOSEPH | NON- EXECUTIVE DIRECTOR | 6096472 |
| MACFAYDEN, DONALD DUNCAN | EXECUTIVE DIRECTOR, CFO & FINANCIAL & OPERATIONS PRINCIPAL | 5390198 |
| PARDI SQUITIERI, JENNIFER ELLEN | EXECUTIVE DIRECTOR | 4922719 |
| PROUD, EMILY PRESSMAN | CHIEF OPERATING OFFICER | 5815542 |
| TEIPNER, LARISSA KYLE | US GENERAL COUNSEL |
Disclosures
| Regulatory Event | 45 |
| Bond | 1 |
Red Flags
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