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Michael Peter Corado

CRD# 2387156·Registered 1997 - 2025
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Peter Corado, who also goes by Michael Peter Corado Mr., Michael Peter Corado, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1997 - 2025. Michael had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Peter Corado Mr., Michael Peter Corado

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

THE LEADERS GROUP, INC.·CRD# 37157
BD
Summit, NJ
June 5, 2023 - April 25, 2025
THE LEADERS GROUP, INC.·CRD# 37157
BD
Summit, NJ
February 1, 2023 - February 1, 2023
THE LEADERS GROUP, INC.·CRD# 37157
BD
Summit, NJ
December 19, 2019 - December 31, 2022
P.J. ROBB VARIABLE, LLC·CRD# 38339
BD
Memphis, TN
September 10, 2013 - December 22, 2017
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
BD
Hershey, PA
September 4, 2009 - March 31, 2011
TRANSAMERICA FINANCIAL ADVISORS, INC.·CRD# 3600
BD
Hershey, PA
June 13, 2005 - September 4, 2009
PARKLAND SECURITIES, LLC·CRD# 115368
BD
Ann Arbor, MI
April 7, 2005 - June 9, 2005
FIRST SECURITY INVESTMENTS, INC.·CRD# 24035
BD
Kingston, PA
April 23, 2002 - March 22, 2005
PRINCIPAL SECURITIES, INC.·CRD# 1137
BD
Des Moines, IA
May 26, 2000 - January 24, 2002
OGILVIE SECURITY ADVISORS CORPORATION·CRD# 10105
BD
Chicago, IL
June 14, 1997 - May 17, 2000

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Current Firm

TL
THE LEADERS GROUP, INC.

SIMPLICITY INVESTMENTS | THE LEADERS GROUP, INC. | THE LEADERS GROUP | SIMPLICITY INVESTMENTS, INC.

CRD#: 37157 / SEC#: 8-47639
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

475 Springfield Ave, Summit, NJ 07901

Mailing Address

475 Springfield Ave Suite 1, Summit, NJ 07901

Phone Number

(303) 797-9080

Established

Delaware since 07/14/1994

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SIMPLICITY FINANCIAL MARKETING HOLDINGS, INC.SHAREHOLDER—
PETERS, ROBERT WILLIAMFINOP1704577
RILEY, ZORAH JANECHIEF COMPLIANCE OFFICER3015509
WICKERSHAM, SEAN DAVIDPRESIDENT4994630

Disclosures

Regulatory Event

4

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2017About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 1997About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Sep 2001About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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