Joyce A. Mann

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CRD#: 2387116

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joyce Ann Mann was a registered financial professional .

Joyce is a previously registered financial professional and started their career in finance in 1993. Joyce had worked at 8 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 30, 2015 - November 13, 2015

QUANTUM FINANCIAL ADVISORS INC

RIA

CRD#: 113563

DOUGLASVILLE, GA

Past

June 26, 2012 - August 20, 2013

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

ATLANTA, GA

Past

November 7, 2011 - August 20, 2013

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

ATLANTA, GA

Past

September 7, 2000 - June 2, 2009

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

Past

January 26, 1998 - October 30, 1998

VANGUARD CAPITAL

CRD#: 22081

DEL MAR, CA

Past

November 27, 1995 - February 4, 1998

H.J. MEYERS & CO., INC.

CRD#: 15609

ROCHESTER, NY

Past

April 6, 1995 - October 31, 1995

RICKEL & ASSOCIATES, INC.

CRD#: 7839

NEW YORK, NY

Past

January 6, 1994 - February 21, 1995

BARRON CHASE SECURITIES, INC.

CRD#: 18969

BOCA RATON, FL

Past

October 20, 1993 - December 17, 1993

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUANTUM FINANCIAL ADVISORS INC

LIFETIME BENEFITS | QUANTUM FINANCIAL ADVISORS INC | QFA

CRD#: 113563 / SEC#: 801-125887

RIA

Registered Investment Advisory firm - (6/16/2022 Approved)

California

Registered Investment Advisory firm - (1/1/2015 Terminated)

Connecticut

Registered Investment Advisory firm - (7/25/2022 Terminated)

District of Columbia

Registered Investment Advisory firm - (7/13/2022 Terminated)

Florida

Registered Investment Advisory firm - (11/13/2018 Terminated)

Georgia

Registered Investment Advisory firm - (12/18/2015 Terminated)

Maryland

Registered Investment Advisory firm - (7/25/2022 Terminated)

Nevada

Registered Investment Advisory firm - (8/15/2022 Terminated)

New Jersey

Registered Investment Advisory firm - (12/3/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (7/14/2022 Terminated)

Virginia

Registered Investment Advisory firm - (7/16/2022 Terminated)

Washington

Registered Investment Advisory firm - (12/10/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/28/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/17/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/4/2011

General Securities Representative Examination

Current Firm

QUANTUM FINANCIAL ADVISORS INC

LIFETIME BENEFITS | QUANTUM FINANCIAL ADVISORS INC | QFA

CRD#: 113563 / SEC#: 801-125887

RIA

Registered Investment Advisory firm - (6/16/2022 Approved)

California

Registered Investment Advisory firm - (1/1/2015 Terminated)

Connecticut

Registered Investment Advisory firm - (7/25/2022 Terminated)

District of Columbia

Registered Investment Advisory firm - (7/13/2022 Terminated)

Florida

Registered Investment Advisory firm - (11/13/2018 Terminated)

Georgia

Registered Investment Advisory firm - (12/18/2015 Terminated)

Maryland

Registered Investment Advisory firm - (7/25/2022 Terminated)

Nevada

Registered Investment Advisory firm - (8/15/2022 Terminated)

New Jersey

Registered Investment Advisory firm - (12/3/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (7/14/2022 Terminated)

Virginia

Registered Investment Advisory firm - (7/16/2022 Terminated)

Washington

Registered Investment Advisory firm - (12/10/2015 Terminated)

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Contact information

Main Address

51 Monroe Street Suite 1902, Rockville, MD 20850

Mailing Address

325 Ellington Blvd #511, Gaithersburg, MD 20878

Phone number

(301) 296-6203

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (9/12/2025)

Regulatory assets under management

Total Number of Accounts	362
AUM (Assets Under Management)	$ 507,079,299

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joyce A. Mann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

VANGUARD CAPITAL

H.J. MEYERS & CO., INC.

RICKEL & ASSOCIATES, INC.

BARRON CHASE SECURITIES, INC.

CHATFIELD DEAN & CO., INC.

Primary Firm SEC Registration

QUANTUM FINANCIAL ADVISORS INC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/28/2012

Series 63

Date: 9/17/1993

Series 7

Date: 11/4/2011

Current Firm

QUANTUM FINANCIAL ADVISORS INC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QUANTUM FINANCIAL ADVISORS INC

TRUST BUT VERIFY

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