John E. Harper
Professional summary
John Edward Harper was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, John had worked at 2 firms, which includes MJK CLEARING INC., CHATFIELD DEAN & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 1998 - June 25, 1999
MJK CLEARING, INC.
October 21, 1993 - April 2, 1998
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MJK CLEARING, INC.
CRD#: 8678 / SEC#: , 8-25980
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
| Arbitration | 1 |
Red Flags
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