Hector N. Hinojosa
Professional summary
Hector Noe Hinojosa, CFP®, who also goes by Hector N Hinojosa, is a registered financial advisor currently at SWAN DFW FINANCIAL SOLUTIONS, LLC located in Fort Worth, Texas.
Hector is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Hector has worked at 16 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Hector Noe Hinojosa's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2001
Experience
January 1, 2015 - Present
SWAN DFW FINANCIAL SOLUTIONS, LLC
October 7, 2013 - December 17, 2014
PLANMEMBER SECURITIES CORPORATION
October 7, 2013 - December 17, 2014
PLANMEMBER SECURITIES CORPORATION
April 27, 2011 - October 7, 2013
VERITRUST FINANCIAL, LLC
February 18, 2011 - October 7, 2013
VERITRUST FINANCIAL, LLC
June 20, 2008 - January 6, 2011
NEW ENGLAND SECURITIES
June 9, 2008 - January 6, 2011
NEW ENGLAND SECURITIES
July 13, 2006 - June 6, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 13, 2006 - June 6, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 7, 2005 - June 26, 2006
ALLSTATE FINANCIAL SERVICES, LLC
May 18, 2005 - November 4, 2005
RESOURCE HORIZONS GROUP LLC
August 17, 2004 - April 20, 2005
CETERA FINANCIAL SPECIALISTS LLC
June 28, 2004 - August 10, 2004
THOMAS GROUP CAPITAL
January 1, 2004 - July 28, 2004
CETERA FINANCIAL SPECIALISTS LLC
December 6, 2002 - May 3, 2005
CETERA INVESTMENT ADVISERS LLC
August 21, 2002 - January 1, 2004
CAPITAL BROKERAGE CORPORATION
May 13, 2002 - August 27, 2002
TAG CAPITAL MANAGEMENT, INC.
May 13, 2002 - August 27, 2002
CG CAPITAL MARKETS, LLC
November 18, 1998 - June 4, 2002
METROPOLITAN LIFE INSURANCE COMPANY
November 18, 1998 - June 4, 2002
MSI FINANCIAL SERVICES, INC.
August 27, 1993 - November 25, 1998
METLIFE INVESTORS DISTRIBUTION COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/28/2022)
(1/1/2015)
Exams
Current Firm
SWAN DFW FINANCIAL SOLUTIONS, LLC
CRD#: 173964 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 112 |
| AUM (Assets Under Management) | $ 33,751,150 |
Red Flags
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