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HH

Hector N. Hinojosa

SWAN DFW FINANCIAL SOLUTIONS
Fort Worth, TX
Some features on this profile are disabled
CRD#: 2387082
HH

Professional summary

Hector Noe Hinojosa, CFP®, who also goes by Hector N Hinojosa, is a registered financial advisor currently at SWAN DFW FINANCIAL SOLUTIONS, LLC located in Fort Worth, Texas.

Hector is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Hector has worked at 16 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Hector N Hinojosa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. HINOJOSA & ASSOCIATES-7416 MARSARIE COURT, FT. WORTH, TX 76137; INVESTMENT RELATED; FINANCIAL/INSURANCE SALES & SVCS; OWNER/AGENT; START DATE 5/03; 160 HRS/MNTH; 120 HRS/MNTH DURING TRADING. 2. FIRST TEE OF FT. WORTH-1900 ROCKWOOD PARK DR N., FT. WORTH, TX 76114; NONINVESTMENT RELATED; JR. GOLF INSTRUCTION(NONPROFIT ORGANIZATION); BOARD MEMBER; START DATE 10/07; 4 HRS/MNTH; 0 HRS/MNTH DURING TRADING. 3.FINANCIAL EDUCATION FOR AMERICA STARTS TODAY (FEAST);7416 MARSARIE CT FORT WORTH, TX 76137;2/1/2014FOUNDER- EXECUTIVE DIRECTOR; INVESTMENT RELATED;NONPROFIT ORGANIZATION; SPEAKER/PRESENTOR APPROX. NUM.OF HRS/MTH TO THIS BUS:4 NUM OF HRS/MTH BUS DURING TRADING HRS:4 ; . 4. GENESIS ALLIANCE-10805 WALNUT HILL LANE, DALLAS, TX 75238; NONINVESTMENT RELATED; BIBLE STUDIES; BOARD MEMBER, BIBLE STUDY TRAINER; START DATE 4/11; 40 HRS/MNTH; 5 HRS/MNTH DURING TRADING. (5)MINISTERIO NEXT GENERATION; 2001 ROSS AVE, SUITE 2000 DALLAS TX 75201; BOARD OF DIRECTORS; MINISTRY WORK; START 5/6/2014; 2 HRS/MO; 2 HRS/MO DURING TRADING; NIR

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hector Noe Hinojosa's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2001

Experience

Current

January 1, 2015 - Present

SWAN DFW FINANCIAL SOLUTIONS, LLC

RIA
CRD#: 173964
Fort Worth, TX
Past

October 7, 2013 - December 17, 2014

PLANMEMBER SECURITIES CORPORATION

RIA
CRD#: 11869
FORT WORTH, TX
Past

October 7, 2013 - December 17, 2014

PLANMEMBER SECURITIES CORPORATION

BD
CRD#: 11869
FORT WORTH, TX
Past

April 27, 2011 - October 7, 2013

VERITRUST FINANCIAL, LLC

RIA
CRD#: 106594
FORT WORTH, TX
Past

February 18, 2011 - October 7, 2013

VERITRUST FINANCIAL, LLC

BD
CRD#: 106594
AUSTIN, TX
Past

June 20, 2008 - January 6, 2011

NEW ENGLAND SECURITIES

RIA
CRD#: 615
DALLAS, TX
Past

June 9, 2008 - January 6, 2011

NEW ENGLAND SECURITIES

BD
CRD#: 615
DALLAS, TX
Past

July 13, 2006 - June 6, 2008

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA
CRD#: 16361
FORT WORTH, TX
Past

July 13, 2006 - June 6, 2008

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
BOSTON, MA
Past

October 7, 2005 - June 26, 2006

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
DALLAS, TX
Past

May 18, 2005 - November 4, 2005

RESOURCE HORIZONS GROUP LLC

BD
CRD#: 104368
MARIETTA, GA
Past

August 17, 2004 - April 20, 2005

CETERA FINANCIAL SPECIALISTS LLC

BD
CRD#: 10358
SCHAUMBURG, IL
Past

June 28, 2004 - August 10, 2004

THOMAS GROUP CAPITAL

BD
CRD#: 112901
ATLANTA, GA
Past

January 1, 2004 - July 28, 2004

CETERA FINANCIAL SPECIALISTS LLC

BD
CRD#: 10358
SCHAUMBURG, IL
Past

December 6, 2002 - May 3, 2005

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
FORT WORTH, TX
Past

August 21, 2002 - January 1, 2004

CAPITAL BROKERAGE CORPORATION

BD
CRD#: 10465
GLEN ALLEN, VA
Past

May 13, 2002 - August 27, 2002

TAG CAPITAL MANAGEMENT, INC.

RIA
CRD#: 116356
ARLINGTON, TX
Past

May 13, 2002 - August 27, 2002

CG CAPITAL MARKETS, LLC

BD
CRD#: 35513
BOCA RATON, FL
Past

November 18, 1998 - June 4, 2002

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

November 18, 1998 - June 4, 2002

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

August 27, 1993 - November 25, 1998

METLIFE INVESTORS DISTRIBUTION COMPANY

BD
CRD#: 6695
NEWPORT BEACH, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Louisiana
(3/28/2022)
IAR
Texas
(1/1/2015)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/30/2006
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/26/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/17/2014
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/27/1998
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/26/1993
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 9/13/1996
Investment Company Products/Variable Contracts Principal Examination

Current Firm

SD
SWAN DFW FINANCIAL SOLUTIONS, LLC
HINOJOSA & ASSOCIATES | SWAN DFW FINANCIAL SOLUTIONS, LLC

CRD#: 173964 / SEC#:

Louisiana
Registered Investment Advisory firm - (3/28/2022 Approved)
Texas
Registered Investment Advisory firm - (1/1/2015 Approved)
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Contact information

Main Address
Fort Worth, TX
Mailing Address
Phone number
(844) 779-2633
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts112
AUM (Assets Under Management)$ 27,726,798

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SWAN DFW FINANCIAL SOLUTIONS, LLC

CRD#: 173964Fort Worth, TX

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