Clifford W. Stanton

FRONTIER ASSET MANAGEMENT

Denver, CO 80206

Some features on this profile are disabled

CRD#: 2387080

Professional summary

Clifford William Stanton JR is a registered financial advisor currently at FRONTIER ASSET MANAGEMENT, LLC located in Denver, Colorado.

Clifford is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Clifford has worked at 8 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clifford William Stanton JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 4, 2020 - Present

FRONTIER ASSET MANAGEMENT, LLC

Office #1: 3300 East 1st Avenue Suite 675, Denver, CO 80206

RIA

CRD#: 109910

Denver, CO

Past

January 26, 2015 - October 2, 2018

361 CAPITAL LLC

RIA

CRD#: 118203

DENVER, CO

Past

June 1, 2012 - November 1, 2013

ENVESTNET PMC

RIA

CRD#: 111694

CHICAGO, IL

Past

September 29, 2009 - May 11, 2012

PRIMA CAPITAL MANAGEMENT, INC.

RIA

CRD#: 112562

DENVER, CO

Past

July 31, 2002 - December 20, 2002

GPC SECURITIES, INC.

CRD#: 14007

ATLANTA, GA

Past

June 9, 1998 - April 10, 2001

PORTFOLIO BROKERAGE SERVICES, INC.

CRD#: 18554

CHICAGO, IL

Past

December 11, 1996 - May 27, 1998

SUTRO & CO. INCORPORATED

CRD#: 801

SAN FRANCISCO, CA

Past

August 13, 1993 - August 1, 1995

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FRONTIER ASSET MANAGEMENT, LLC

ELEVATE WEALTH MANAGEMENT, A DIVISION OF FRONTIER ASSET MANAGMENT | INVESTMENT VISIONS, LLC | INVESTMENT VISIONS | FRONTIER ASSET MANAGEMENT, LLC

CRD#: 109910 / SEC#: 801-60047

RIA

Registered Investment Advisory firm - (3/9/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wyoming
(2/4/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/13/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/22/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/11/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FRONTIER ASSET MANAGEMENT, LLC

ELEVATE WEALTH MANAGEMENT, A DIVISION OF FRONTIER ASSET MANAGMENT | INVESTMENT VISIONS, LLC | INVESTMENT VISIONS | FRONTIER ASSET MANAGEMENT, LLC

CRD#: 109910 / SEC#: 801-60047

RIA

Registered Investment Advisory firm - (3/9/2001 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

50 East Loucks Street Suite 201, Sheridan, WY 82801

Mailing Address

Phone number

(307) 673-5675

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FRONTIER ASSET MANAGEMENT ADV BROCHURE (10/30/2025)

Regulatory assets under management

Total Number of Accounts	3,525
AUM (Assets Under Management)	$ 5,345,412,024

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Craig Johlfs

LPL FINANCIAL LLC

IAR

Greenwood Village, CO

Ralph Jones

OPPENHEIMER & CO. INC.

IAR

Denver, CO

Lorie Jones

TANDEM FINANCIAL, LLC

IAR

GREENWOOD VILLAGE, CO

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Clifford W. Stanton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clifford William Stanton JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

361 CAPITAL LLC

ENVESTNET PMC

PRIMA CAPITAL MANAGEMENT, INC.

GPC SECURITIES, INC.

PORTFOLIO BROKERAGE SERVICES, INC.

SUTRO & CO. INCORPORATED

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

FRONTIER ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/13/1993

Series 7

Date: 5/22/1995

Series 6

Date: 8/11/1993

Current Firm

FRONTIER ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FRONTIER ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors