Gary Bernard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Bernard was a registered financial advisor .
Gary is a previously registered financial advisor and started their career in finance in 1993. Gary had worked at 13 firms and has passed the Series 63, Series 55, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2010 - May 6, 2013
J.P. TURNER & COMPANY, L.L.C.
February 18, 2010 - March 29, 2010
GUNNALLEN FINANCIAL, INC
February 10, 2010 - March 29, 2010
GUNNALLEN FINANCIAL, INC
July 11, 2008 - December 19, 2009
SECURITIES AMERICA ADVISORS, INC.
July 3, 2008 - December 19, 2009
SECURITIES AMERICA, INC.
August 30, 2006 - July 23, 2008
REGAL ADVISORY SERVICES, INC.
August 10, 2005 - July 23, 2008
REGAL SECURITIES, INC.
April 8, 2003 - August 11, 2004
LANDMARK INVESTMENT GROUP, INC
March 13, 2002 - April 4, 2003
ESSEX & YORK, INC.
March 29, 1999 - April 8, 2002
WESTMOORE SECURITIES, INC.
February 3, 1998 - February 16, 1999
AMERICAN GENERAL SECURITIES INCORPORATED
January 3, 1997 - December 16, 1997
WMA SECURITIES, INC.
September 8, 1993 - March 3, 1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
September 8, 1993 - March 3, 1994
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/5/2002
Limited Representative-Equity Trader ExamCurrent Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
