James P. Lynch

QUINCY WELLS ADVISORS

Chicago, IL 60606

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CRD#: 2387056

Professional summary

James Patrick Lynch, who also goes by Jim Lynch, is a registered financial advisor currently at QUINCY WELLS ADVISORS, LLC located in Chicago, Illinois and GREAT POINT CAPITAL LLC located in Chicago, Illinois.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. James has worked at 14 firms and has passed the Series 63, Series 65, SIE, Series 3, Series 7, Series 10, Series 9, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jim Lynch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

James Lynch is the principal for the JPL Consulting Group LLC, a placement consultant for financial advisors. The address of JPL Consulting LLC is 17315 Brookgate Drive Orland Park, IL 60467. The start date is Dec 1, 2020. His duties are to find financial institutions that are a good match for financial advisors. He plans to spend 2 hours per month during normal trading hours and 6 hours per month outside of normal trading hours. This is not investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Patrick Lynch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 11, 2022 - Present

QUINCY WELLS ADVISORS, LLC

Office #1: 200 W. Jackson Blvd. #1000, Chicago, IL 60606

RIA

CRD#: 307477

Chicago, IL

Current

January 16, 2020 - Present

GREAT POINT CAPITAL LLC

Office #1: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606Office #2: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606

CRD#: 114203

Chicago, IL

Past

January 7, 2022 - January 10, 2022

QUINCY WELLS ADVISORS, LLC

RIA

CRD#: 307477

CHICAGO, IL

Past

April 22, 2020 - December 31, 2021

QUINCY WELLS ADVISORS, LLC

RIA

CRD#: 307477

CHICAGO, IL

Past

August 11, 2015 - January 25, 2019

SANCTUARY ADVISORS, LLC

RIA

CRD#: 226606

CHICAGO, IL

Past

January 27, 2014 - August 11, 2015

SANCTUARY SECURITIES, INC.

RIA

CRD#: 205

SKOKIE, IL

Past

January 24, 2014 - January 17, 2019

SANCTUARY SECURITIES, INC.

CRD#: 205

SKOKIE, IL

Past

January 8, 2014 - January 8, 2014

SANCTUARY SECURITIES, INC.

RIA

CRD#: 205

SKOKIE, IL

Past

December 9, 2013 - January 22, 2014

DINOSAUR FINANCIAL GROUP, L.L.C

CRD#: 104446

NEW YORK, NY

Past

July 18, 2011 - January 3, 2014

CONCERT WEALTH MANAGEMENT

RIA

CRD#: 141253

SAN JOSE, CA

Past

July 6, 2010 - July 13, 2011

NFSG CORPORATION

RIA

CRD#: 130814

CHICAGO, IL

Past

July 2, 2010 - July 13, 2011

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

CHICAGO, IL

Past

August 25, 2009 - July 19, 2010

CHICAGO INVESTMENT GROUP ADVISORS, LLC

RIA

CRD#: 148188

CHICAGO, IL

Past

August 19, 2009 - July 19, 2010

CHICAGO INVESTMENT GROUP, LLC

CRD#: 11853

CHICAGO, IL

Past

July 30, 2008 - August 20, 2009

ADVANCED EQUITIES, INC.

RIA

CRD#: 35545

CHICAGO, IL

Past

March 26, 2007 - August 20, 2009

ADVANCED EQUITIES, INC.

CRD#: 35545

CHICAGO, IL

Past

November 4, 2005 - March 26, 2007

USF SECURITIES, L.P.

CRD#: 37942

CHICAGO, IL

Past

September 11, 2002 - October 21, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

CHICAGO, IL

Past

September 11, 2002 - October 21, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

February 14, 1998 - August 23, 2002

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

PEORIA, IL

Past

September 27, 1993 - August 23, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUINCY WELLS ADVISORS, LLC

GREAT POINT ADVISORS, LLC | QUINCY WELLS ADVISORS, LLC

CRD#: 307477 / SEC#: 801-118231

RIA

Registered Investment Advisory firm - (3/16/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/16/2022)

Alaska
(3/21/2022)

Arizona
(3/25/2022)

California
(3/17/2022)

Colorado
(3/16/2022)

Connecticut
(3/17/2022)

Florida
(3/17/2022)

Georgia
(3/18/2022)

Illinois
(4/20/2020)

IAR

Illinois
(1/11/2022)

Indiana
(3/18/2022)

Kansas
(1/3/2023)

Kentucky
(3/17/2022)

Maryland
(3/17/2022)

Michigan
(3/21/2022)

Minnesota
(3/17/2022)

Missouri
(3/16/2022)

Nevada
(4/1/2022)

New Hampshire
(1/6/2023)

New Jersey
(3/17/2022)

New York
(3/19/2022)

North Carolina
(1/5/2023)

North Dakota
(1/9/2023)

Ohio
(3/17/2022)

Oklahoma
(3/16/2022)

Oregon
(3/18/2022)

Pennsylvania
(1/4/2023)

South Carolina
(3/17/2022)

South Dakota
(1/3/2023)

Texas
(3/17/2022)

Utah
(1/4/2023)

Virginia
(1/3/2023)

Washington
(3/16/2022)

Wisconsin
(3/18/2022)

Wyoming
(1/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 3/29/2018

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/25/1994

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 10/23/1993

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/24/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 4/9/2014

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 3/28/2014

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 1/26/2004

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 2/26/1996

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

QUINCY WELLS ADVISORS, LLC

GREAT POINT ADVISORS, LLC | QUINCY WELLS ADVISORS, LLC

CRD#: 307477 / SEC#: 801-118231

RIA

Registered Investment Advisory firm - (3/16/2020 Approved)

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Contact information

Main Address

200 W. Jackson Blvd. #1000, Chicago, IL 60606

Mailing Address

9000 Keystone Crossing 7th Floor, Indianapoli, IN 46240

Phone number

(312) 356-4875

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GREAT POINT ADVISORS FIRM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	149
AUM (Assets Under Management)	$ 45,094,304

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James P. Lynch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Patrick Lynch's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREAT POINT CAPITAL LLC

QUINCY WELLS ADVISORS, LLC

QUINCY WELLS ADVISORS, LLC

SANCTUARY ADVISORS, LLC

SANCTUARY SECURITIES, INC.

SANCTUARY SECURITIES, INC.

SANCTUARY SECURITIES, INC.

DINOSAUR FINANCIAL GROUP, L.L.C

CONCERT WEALTH MANAGEMENT

NFSG CORPORATION

NEWBRIDGE SECURITIES CORPORATION

CHICAGO INVESTMENT GROUP ADVISORS, LLC

CHICAGO INVESTMENT GROUP, LLC

ADVANCED EQUITIES, INC.

ADVANCED EQUITIES, INC.

USF SECURITIES, L.P.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

QUINCY WELLS ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/29/2018

Series 65

Date: 8/25/1994

SIE

Date: 10/1/2018

Series 3

Date: 10/23/1993

Series 7

Date: 9/24/1993

Series 10

Date: 4/9/2014

Series 9

Date: 3/28/2014

Series 24

Date: 1/26/2004

Series 8

Date: 2/26/1996

FINRA

Current Firm

QUINCY WELLS ADVISORS, LLC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QUINCY WELLS ADVISORS, LLC

TRUST BUT VERIFY

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