Francis K. Mahoney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francis Kirk Mahoney, who also goes by Frank Mahoney, was a registered financial professional .
Francis is a previously registered financial professional and started their career in finance in 1994. Francis had worked at 4 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2013 - November 5, 2014
CKS SECURITIES LLC
March 22, 2011 - February 1, 2012
CKS SECURITIES LLC
June 25, 2003 - June 5, 2008
LEHMAN BROTHERS INC.
February 5, 1997 - June 3, 2003
UBS FINANCIAL SERVICES INC.
January 4, 1994 - March 28, 1995
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Exams
Current Firm
CKS SECURITIES LLC
CRD#: 149837 / SEC#: , 8-68194
Contact information
Documents
Red Flags
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