Christina Classie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christina Classie was a registered financial professional .
Christina is a previously registered financial professional and started their career in finance in 1994. Christina had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2001 - March 1, 2001
SANDGRAIN SECURITIES LLC
January 2, 2001 - January 10, 2001
GLOBAL CAPITAL SECURITIES CORPORATION
August 19, 1999 - January 2, 2001
GLOBAL CAPITAL MARKETS, LLC
October 14, 1998 - August 31, 1999
BLUESTONE CAPITAL CORP.
September 10, 1998 - October 8, 1998
KIRLIN SECURITIES INC.
May 8, 1997 - August 7, 1998
GLOBAL CAPITAL MARKETS, LLC
October 31, 1996 - June 5, 1997
H G I
August 1, 1996 - October 28, 1996
FIRST UNITED EQUITIES CORPORATION
February 24, 1995 - August 1, 1996
H G I
November 17, 1994 - May 15, 1995
JOSEPH ROBERTS & CO., INC.
February 7, 1994 - November 22, 1994
STRATTON OAKMONT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SANDGRAIN SECURITIES LLC
CRD#: 26004 / SEC#: , 8-42262
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
