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Christina Classie

CRD# 2386975·Registered 1994 - 2001
Previously Registered: Being a previously registered professional could mean that Christina is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christina Classie was a registered financial advisor. Christina was a previously registered financial professional and started their career in finance 1994 - 2001. Christina had worked at 9 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

SANDGRAIN SECURITIES LLC·CRD# 26004
BD
Garden City, NY
January 11, 2001 - March 1, 2001
GLOBAL CAPITAL SECURITIES CORPORATION·CRD# 16184
BD
Englewood, CO
January 2, 2001 - January 10, 2001
GLOBAL CAPITAL MARKETS, LLC·CRD# 16191
BD
Melville, NY
August 19, 1999 - January 2, 2001
BLUESTONE CAPITAL CORP.·CRD# 13516
BD
New York, NY
October 14, 1998 - August 31, 1999
KIRLIN SECURITIES INC.·CRD# 21210
BD
Syosset, NY
September 10, 1998 - October 8, 1998
GLOBAL CAPITAL MARKETS, LLC·CRD# 16191
BD
Melville, NY
May 8, 1997 - August 7, 1998
H G I·CRD# 14079
BD
Jericho, NY
October 31, 1996 - June 5, 1997
FIRST UNITED EQUITIES CORPORATION·CRD# 36398
BD
New York, NY
August 1, 1996 - October 28, 1996
H G I·CRD# 14079
BD
Jericho, NY
February 24, 1995 - August 1, 1996
JOSEPH ROBERTS & CO., INC.·CRD# 15971
BD
Pompano Beach, FL
November 17, 1994 - May 15, 1995
STRATTON OAKMONT INC.·CRD# 18692
BD
Lake Success, NY
February 7, 1994 - November 22, 1994

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Current Firm

SS
SANDGRAIN SECURITIES LLC

SANDGRAIN SECURITIES LLC | SANDGRAIN SECURITIES, INC.

CRD#: 26004 / SEC#: 8-42262
BD
Terminated by SEC on 09/27/2013

Contact Information

Established

New York since 12/31/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
KRH AQUISITION LLCSHAREHOLDER—
RAFFERTY HOLDINGS LLCSHAREHOLDER—
HAY, KATHLEEN RAFFERTYPRESIDENT, CEO5045127
NAPOLITANO, ANTHONY FRIEDCHIEF COMPLIANCE OFFICER—
SPRAGUE, STEPHEN PACKARDFINOP2516579

Disclosures

Regulatory Event

2

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1994About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1994About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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