Scott E. Satchwell
Professional summary
Scott E Satchwell, who also goes by Scott Edward Satchwell, Scott Satchwell, is a registered financial professional currently at STONEX FINANCIAL INC. located in Birmingham, Alabama.
Scott is registered as a RR (Registered Representative) and started their career in finance in 1997. Scott has worked at 8 firms and has passed the Series 66, Series 63, Series 52TO, Series 57TO, Series 99TO, Series 79TO, SIE, Series 55, Series 7, Series 14, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott E Satchwell's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 24, 2017 - Present
STONEX FINANCIAL INC.
Office #1: 2 Perimeter Park South Suite 100w, Birmingham, AL 35243September 29, 2017 - December 31, 2017
INTL ADVISORY CONSULTANTS INC.
August 16, 2017 - July 5, 2018
INTL CUSTODY & CLEARING SOLUTIONS INC.
June 30, 2016 - September 29, 2017
STONEX ADVISORS INC.
June 9, 2015 - June 30, 2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED
May 1, 2015 - June 30, 2016
INTL ADVISORY CONSULTANTS INC.
November 19, 2012 - July 11, 2017
STERNE, AGEE & LEACH, INC.
October 12, 2009 - March 15, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 24, 2009 - March 15, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 18, 1997 - May 11, 2009
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/24/2017)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 2/18/2021
Investment Banking Registered Representative ExaminationSeries 55
Date: 8/16/1999
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
STONEX FINANCIAL INC.
CRD#: 45993 / SEC#: , 8-51269
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| DAVISON, STUART ANDREW | DIRECTOR; CHIEF OPERATING OFFICER | 7824576 |
| DICIOLLO, ANTHONY JOSEPH | PRESIDENT/DIRECTOR | 4976402 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR, CHIEF FINANCIAL OFFICER | 6505923 |
| LYON, CHARLES MARTIN | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | 4000852 |
| MAURER, MARK L | DIRECTOR, CHIEF RISK OFFICER | 4234406 |
| PORZIO, JOSEPH JOHN | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1319702 |
| SMITH, PHILIP ANDREW | DIRECTOR | 4999097 |
| SZEKELY, GIGI KLARA | CHIEF COMPLIANCE OFFICER - BD DIVISION | 2530826 |
Disclosures
| Regulatory Event | 75 |
Red Flags
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Company Information
STONEX FINANCIAL INC.
CRD#: 45993Birmingham, AL 35243TRUST BUT VERIFY
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