Tina S. Booze
Professional summary
Tina Seleste Booze, who also goes by Tina S Booze, Tina Seleste Carter, Tina Seleste Maxey, is a registered financial advisor currently at ONEAMERICA SECURITIES, INC. located in Indianapolis, Indiana.
Tina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Tina has worked at 9 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 26, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Tina Seleste Booze's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Tina Seleste Booze's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 28, 2025 - Present
ONEAMERICA SECURITIES, INC.
October 28, 2025 - Present
ONEAMERICA SECURITIES, INC.
Office #1: One American Square, Indianapolis, IN 46282February 10, 2020 - June 19, 2025
ONEAMERICA SECURITIES, INC.
February 10, 2020 - June 19, 2025
ONEAMERICA SECURITIES, INC.
September 16, 2019 - February 5, 2020
CLARENDON INSURANCE AGENCY, INC.
October 6, 2014 - July 30, 2019
EQUITABLE ADVISORS, LLC
October 6, 2014 - July 30, 2019
EQUITABLE ADVISORS, LLC
August 1, 2013 - December 31, 2013
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
July 25, 2013 - December 31, 2013
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 30, 2006 - February 26, 2013
CHARLES SCHWAB & CO., INC.
January 25, 2006 - February 26, 2013
CHARLES SCHWAB & CO., INC.
January 30, 2003 - July 23, 2004
BANC ONE SECURITIES CORPORATION
January 30, 2003 - July 23, 2004
BANC ONE SECURITIES CORPORATION
April 5, 2001 - July 30, 2002
AMERIPRISE ADVISOR SERVICES, INC.
January 28, 1999 - March 7, 2001
BIRCHTREE FINANCIAL SERVICES LLC
November 23, 1998 - February 9, 1999
NATCITY INVESTMENTS, INC.
August 19, 1993 - July 14, 1998
BANC ONE SECURITIES CORPORATION
Primary Firm SEC Registration
ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/28/2025)
(10/31/2025)
(10/28/2025)
(10/28/2025)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN UNITED LIFE INSURANCE COMPANY | PARENT | |
| BICKEL, KORY LLOYD | CHIEF COMPLIANCE OFFICER | 5424722 |
| CAYETANO, NICHOLAS ADAM | AML OFFICER | 7237505 |
| FLEETWOOD, MATTHEW THOMAS | CHAIRMAN OF THE BOARD/PRESIDENT/CEO/DIRECTOR | 4109266 |
| HARTLEY, BRYAN KEITH | FINOP | 5664171 |
| HOYLE, JASON ANDREW | DIRECTOR | 6027238 |
| JUNKER, DAVID A | DIRECTOR | 2442538 |
| LIONBERGER, TAYLOR W | SALES DEVELOPMENT DIRECTOR | 5931321 |
| MCGOFF, SEAN PATRICK | CHIEF COUNSEL & SECRETARY | 5801826 |
| SANDELSKI, DENNIS JOSEPH | AVP, TAX | 7244469 |
| SMILEY, ERIC DAVID | VP, DIRECTOR OF OPERATIONS | 2978413 |
| SNYDER, DANIEL R | TREASURER | 7318687 |
| WEYER, SHAUN CHRISTOPHER | SALES DEVELOPMENT DIRECTOR | 4607359 |
| YANG, CHUANMING | CHIEF INFORMATION SECURITY OFFICER | 7527042 |
Regulatory assets under management
| Total Number of Accounts | 2,118 |
| AUM (Assets Under Management) | $ 299,940,768 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
