CS
Chadwick J. Schumacher
TRADITION WEALTH MANAGEMENT LLC
Edina, MN 55435
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CRD#: 2386491
CS
Professional summary
Chadwick James Schumacher is a registered financial advisor currently at TRADITION WEALTH MANAGEMENT LLC located in Edina, Minnesota and PRIVATE CLIENT SERVICES, LLC located in Edina, Minnesota.
Chadwick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Chadwick has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) TRADITION WEALTH MANAGEMENT LLC; Investment Related; 7601 France Avenue South, Suite 100, Edina, MN 55435; Financial Planning and Securities; Managing Director; Start Date 03/2003; 170 hours per month. >> TRADITION WEALTH MANAGEMENT INSURANCE AGENCY; Investment Related: 7601 France Avenue South, Suite 100, Edina, MN 55435; Insurance; Managing Director; Start Date 03/2003; 10 hours per month. >> LOU NANNE'S STEAKHOUSE; Non-Investment Related; 7601 France Avenue, Edina, MN 55435; Restaurant; Passive Investor; Start Date 09/2015; No hours per month; Passive investor in a steakhouse restaurant. >> CHAD SCHUMACHER NOTARY; Non-Investment Related; 7601 France Avenue South, Suite 100, Edina, MN 55435; Notary; Notary; Start Date 09/2017; Notarize documents. >> TRADITION SPORTS MANAGEMENT; Investment Related; 7601 France Avenue South, Suite 100, Edina, MN 55435; Investments; Managing Director; Start Date 09/2019; 10 hours per month with 2 of those hours per month occurring during trading hours; An additional name for our TWM (Tradition Wealth Management) entity. >> BIG T FOUNDATION; Non-Investment Related; 16972 Brandtjen Farm Drive, Lakeville, MN 55044; Non-Profit; Board Member; Start Date 04/2021; 1-2 hours per month with those hours per month occurring during trading hours; As a board member I help to analyze which charities will receive funds for various causes; meetings are held quarterly. >> POA; Investment Related; Residence; Other; Power of Attorney (POA); 1) Start Date 10/2019; No hours per month; Listed as Power of Attorney for my father's account. 2) Start Date 08/2023; No hours; Authorized to act as Power of Attorney for my father. >> 1776 OWENS FOUNDATION; Non-Investment Related; 1 Grieve Glen Lane, Sunfish Lake, MN 55118; Foundation; Board Member; Start Date 08/2023; 2 hours per month; Assist in deciding which grants may be requested to properly honor our military veterans, police officers, and firefighters. >> NOTARY; Non-Investment Related; Edina, MN; Other; Notary; Start Date 01/2023; 1 hour per month with that 1 hour occurring during trading hours; General notary services.
CRS (Client Relationship Summary) - RIA
Click below to view Chadwick James Schumacher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2004 - Present
TRADITION WEALTH MANAGEMENT LLC
Office #1: 7601 France Avenue South Suite 100, Edina, MN 55435RIA
CRD#: 128314
Edina, MN
Current
January 31, 2025 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 7601 France Ave South, Ste 100, Edina, MN 55435Office #2: 100 Lake St West, Wayzata, MN 55391RIA
BD
CRD#: 120222
Edina, MN
Past
July 30, 2004 - January 31, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Edina, MN
Past
March 5, 2003 - August 6, 2004
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
FAIRFIELD, IA
Past
December 15, 2000 - August 23, 2002
WELLS FARGO BROKERAGE SERVICES, L.L.C.
BD
CRD#: 16100
MINNEAPOLIS, MN
Past
December 13, 2000 - March 5, 2003
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
SAN FRANCISCO, CA
Past
February 14, 2000 - December 13, 2000
WELLS FARGO BROKERAGE SERVICES, L.L.C.
BD
CRD#: 16100
MINNEAPOLIS, MN
Past
January 13, 2000 - March 8, 2000
PIPER SANDLER & CO.
BD
CRD#: 665
MINNEAPOLIS, MN
Past
July 9, 1996 - March 9, 2000
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
SAINT PAUL, MN
Past
August 11, 1995 - July 19, 1996
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
January 9, 1995 - August 15, 1995
PRINCIPAL FINANCIAL SECURITIES,INC.
BD
CRD#: 260
DALLAS, TX
Past
January 21, 1994 - April 12, 1994
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
January 21, 1994 - April 12, 1994
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TRADITION WEALTH MANAGEMENT LLC
TRADITION WEALTH MANAGEMENT LLC
CRD#: 128314 / SEC#: 801-62666
RIA
Registered Investment Advisory firm - (1/30/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/31/2025)
RR
Alaska(1/31/2025)
RR
Arizona(1/31/2025)
RR
California(1/31/2025)
RR
Colorado(1/31/2025)
RR
Florida(1/31/2025)
RR
Georgia(1/31/2025)
RR
Idaho(1/31/2025)
RR
Illinois(1/31/2025)
RR
Iowa(1/31/2025)
RR
Kentucky(1/31/2025)
IAR
Minnesota(1/13/2014)
RR
Minnesota(1/31/2025)
RR
Missouri(1/31/2025)
RR
Montana(1/31/2025)
RR
Nebraska(1/31/2025)
RR
Nevada(1/31/2025)
RR
New Jersey(1/31/2025)
RR
New York(1/31/2025)
RR
North Carolina(1/31/2025)
RR
North Dakota(1/31/2025)
RR
Ohio(1/31/2025)
RR
Oklahoma(1/31/2025)
RR
Pennsylvania(1/31/2025)
RR
South Carolina(1/31/2025)
RR
South Dakota(1/31/2025)
IAR
Texas(11/1/2004)
RR
Texas(1/31/2025)
RR
Virginia(1/31/2025)
RR
Washington(1/31/2025)
RR
Wisconsin(1/31/2025)
RR
Wyoming(1/31/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TW
TRADITION WEALTH MANAGEMENT LLC
TRADITION WEALTH MANAGEMENT LLC
CRD#: 128314 / SEC#: 801-62666
RIA
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Contact information
Main Address
7601 France Avenue South Suite 100, Edina, MN 55435
Mailing Address
Phone number
(952) 563-6500
Established
Firm type
Fiscal year end
# of Employees
28
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,271 |
| AUM (Assets Under Management) | $ 1,950,074,593 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
