Todd V. Smithpeter

CEDAR MOUNTAIN ADVISORS

Lake Oswego, OR 97035

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CRD#: 2386385

Professional summary

Todd Van Smithpeter, AIF® is a registered financial advisor currently at CEDAR MOUNTAIN ADVISORS, LLC located in Lake Oswego, Oregon.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Todd has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Smithpeter Equine Enterprises, LLC, Not investment related, operates out of primary residence, equine related business (primarily training horses with occasional buy/sell and or breeding - non race horse), Owner since March 2025, approximately 48 hours a month, none during securities trading hours, duties include all aspects of operating the equine business including, but not limited to, training, buying, selling, breeding, etc.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Van Smithpeter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

June 17, 2010 - Present

CEDAR MOUNTAIN ADVISORS, LLC

Office #1: 5285 Meadows Rd Suite 360, Lake Oswego, OR 97035

RIA

CRD#: 140339

Lake Oswego, OR

Past

June 15, 2010 - October 10, 2019

SECURITIES AMERICA, INC.

CRD#: 10205

PORTLAND, OR

Past

October 15, 2007 - June 16, 2010

STANCORP INVESTMENT ADVISERS, INC.

RIA

CRD#: 110228

PORTLAND, OR

Past

October 2, 2007 - June 17, 2010

STANCORP EQUITIES, INC.

CRD#: 19517

PORTLAND, OR

Past

March 6, 2007 - September 13, 2007

MASTERPLAN ADVISORS, INC.

RIA

CRD#: 135082

PORTLAND, OR

Past

August 25, 2003 - March 8, 2006

U.S. BANCORP ADVISORS, LLC

CRD#: 14455

GLENDALE, CA

Past

April 27, 1994 - October 3, 1995

CRABBE HUSON SECURITIES, INC.

CRD#: 13389

PORTLAND, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CEDAR MOUNTAIN ADVISORS, LLC

CRD#: 140339 / SEC#: 801-68704

RIA

Registered Investment Advisory firm - (1/3/2008 Approved)

Oregon

Registered Investment Advisory firm - (2/4/2008 Terminated)

Washington

Registered Investment Advisory firm - (2/4/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(6/17/2010)

IAR

Texas
(6/29/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/18/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/5/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/23/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/26/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CEDAR MOUNTAIN ADVISORS, LLC

CRD#: 140339 / SEC#: 801-68704

RIA

Registered Investment Advisory firm - (1/3/2008 Approved)

Oregon

Registered Investment Advisory firm - (2/4/2008 Terminated)

Washington

Registered Investment Advisory firm - (2/4/2008 Terminated)

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Contact information

Main Address

5285 Meadows Rd Suite 360, Lake Oswego, OR 97035

Mailing Address

Phone number

(503) 224-6868

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CEDAR MOUNTAIN ADVISORS - ADV PART 2A (CRD# 140339) (9/20/2025)

Regulatory assets under management

Total Number of Accounts	2,612
AUM (Assets Under Management)	$ 1,064,447,606

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Todd V. Smithpeter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Van Smithpeter's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES AMERICA, INC.

STANCORP INVESTMENT ADVISERS, INC.

STANCORP EQUITIES, INC.

MASTERPLAN ADVISORS, INC.

U.S. BANCORP ADVISORS, LLC

CRABBE HUSON SECURITIES, INC.

Primary Firm SEC Registration

CEDAR MOUNTAIN ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/18/2006

Series 63

Date: 4/5/2004

SIE

Date: 10/1/2018

Series 7

Date: 8/23/2003

Series 6

Date: 4/26/1994

Current Firm

CEDAR MOUNTAIN ADVISORS, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CEDAR MOUNTAIN ADVISORS, LLC

TRUST BUT VERIFY

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