Nicanor M. Guevarra
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicanor Maninang Guevarra JR was a registered financial professional .
Nicanor is a previously registered financial professional and started their career in finance in 1993. Nicanor had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 2013 - June 2, 2017
CORECAP INVESTMENTS, LLC
February 11, 2009 - July 19, 2011
LEONARD & COMPANY
November 2, 1998 - November 13, 2006
SECURITIES SERVICE NETWORK, LLC
July 7, 1995 - November 2, 1998
FIRST OF MICHIGAN CORPORATION
September 29, 1993 - July 20, 1995
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CORECAP INVESTMENTS, LLC
CRD#: 37068 / SEC#: , 8-47783
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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