Erland D. Kailbourne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Erland David Kailbourne, who also goes by David Kailbourne, was a registered financial professional .
Erland is a previously registered financial professional and started their career in finance in 1993. Erland had worked at 8 firms and has passed the Series 63, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2011 - April 30, 2012
WTS PROPRIETARY TRADING GROUP LLC
December 7, 2009 - June 24, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
April 19, 2006 - July 23, 2007
ECHOTRADE LLC
December 7, 2005 - March 6, 2006
ROSENTHAL COLLINS EQUITIES, L.L.C.
April 19, 2002 - October 20, 2004
MAY FINANCIAL CORPORATION
September 25, 2000 - March 4, 2002
SERVICE ASSET MANAGEMENT COMPANY
September 16, 1998 - December 15, 2000
PENSON FINANCIAL SERVICES, INC.
September 15, 1993 - July 1, 1998
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/11/2000
Limited Representative-Equity Trader ExamCurrent Firm
WTS PROPRIETARY TRADING GROUP LLC
CRD#: 148117 / SEC#: , 8-67986
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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