Christina S. Hake
Professional summary
Christina Sue Hake, who also goes by Christina Sue Capellupo, Christi Hake, Christina S Hake, Christina Hake, Christina Sue Lauderdale, Christina Sue Vaugniaux, Christina Sue Vuagniaux, is a registered financial advisor currently at SMITH, MOORE & CO. located in Jefferson City, Missouri.
Christina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Christina has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christina Sue Hake's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Christina Sue Hake's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 21, 2018 - Present
SMITH, MOORE & CO.
Office #1: 2422 Hyde Park Road Suite A, Jefferson City, MO 65109December 21, 2018 - Present
SMITH, MOORE & CO.
Office #1: 2422 Hyde Park Road Suite A, Jefferson City, MO 65109June 5, 2015 - December 31, 2018
SAXONY CAPITAL MANAGEMENT, LLC
June 5, 2015 - December 31, 2018
SAXONY SECURITIES, INC.
February 19, 2015 - July 27, 2015
ALEXANDER LABRUNERIE & CO., INC.
February 13, 2015 - June 10, 2015
LABRUNERIE FINANCIAL SERVICES, INC.
January 17, 2012 - February 23, 2015
WADDELL & REED
January 17, 2012 - February 23, 2015
WADDELL & REED
July 27, 2007 - January 18, 2012
EDWARD JONES
July 27, 2007 - January 18, 2012
EDWARD JONES
March 1, 2006 - July 17, 2007
DETALUS ADVISORS, LLC
March 1, 2006 - July 17, 2007
DETALUS SECURITIES, LLC
June 16, 2004 - March 3, 2006
LPL FINANCIAL LLC
June 15, 2004 - March 3, 2006
LPL FINANCIAL LLC
April 2, 2001 - January 16, 2004
CITIGROUP GLOBAL MARKETS INC.
March 5, 2001 - January 16, 2004
CITIGROUP GLOBAL MARKETS INC.
August 30, 1993 - May 2, 1995
MERCANTILE INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
SMITH, MOORE & CO.
CRD#: 3441 / SEC#: 801-68175, 8-27480
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/28/2020)
(12/21/2018)
(12/21/2018)
(2/28/2020)
(2/28/2020)
(12/21/2018)
(12/21/2018)
(1/3/2023)
(12/21/2018)
(12/21/2018)
(12/21/2018)
(1/15/2025)
(12/21/2018)
(12/21/2018)
(12/21/2018)
(12/21/2018)
(6/6/2019)
(2/28/2020)
(2/28/2020)
(1/15/2025)
(12/21/2018)
(4/25/2023)
(12/21/2018)
(12/21/2018)
(12/21/2018)
(12/21/2018)
Exams
FINRA
Current Firm
SMITH, MOORE & CO.
CRD#: 3441 / SEC#: 801-68175, 8-27480
Contact information
SEC notice filing (36 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DEUTSCH, STEWART JAMES JR | PRESIDENT, CHIEF EXECTIVE OFFICER, DIRECTOR | 2537447 |
| SCHULTE, TIMOTHY EUGENE | CHAIRMAN OF THE BOARD, DIRECTOR | 1869986 |
| RHYNER, RANDALL PAUL | EXECUTIVE VICE PRESIDENT, DIRECTOR | 2443274 |
| SCHMIDT, KENT CHARLES | EXECUTIVE VICE PRESIDENT, DIRECTOR | 2153325 |
| BRAGG, MATTHEW EDWARD | EXECUTIVE VICE PRESIDENT, SECRETARY, DIRECTOR | 2279799 |
| BRODY, AMY LYNN | CHIEF FINANCIAL OFFICER, FINOP | 6486826 |
| KRAFT, BARBARA ANN | CHIEF OPERATING OFFICER | 1225082 |
| MORAN, DANIEL PATRICK | CHIEF TECHNOLOGY OFFICER | 2685632 |
| PERRYMAN, JARET DALIN | CHIEF COMPLIANCE OFFICER | 3034594 |
Regulatory assets under management
| Total Number of Accounts | 5,353 |
| AUM (Assets Under Management) | $ 2,008,286,156 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SMITH, MOORE & CO.
CRD#: 3441Jefferson City, MO 65109TRUST BUT VERIFY
Monitor Christina Hake
Get automatic monthly alerts on:
