Brian L. Yates

ASSET ONE WEALTH MANAGEMENT

Bridgeville, PA 15017

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CRD#: 2386154

Professional summary

Brian Lewis Yates, CFP® is a registered financial advisor currently at ASSET ONE WEALTH MANAGEMENT, LLC located in Bridgeville, Pennsylvania.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Brian has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 55, Series 7 and Series 11 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Lewis Yates's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

April 3, 2026 - Present

ASSET ONE WEALTH MANAGEMENT, LLC

Office #1: 1195 Washington Pike Ste 102, Bridgeville, PA 15017

RIA

CRD#: 336350

Bridgeville, PA

Past

May 27, 2016 - March 17, 2026

PITTSBURGH FINANCIAL PLANNERS, INC.

RIA

CRD#: 14155

BRIDGEVILLE, PA

Past

November 16, 2009 - May 26, 2016

MUHLENKAMP & CO INC

RIA

CRD#: 110787

WEXFORD, PA

Past

March 30, 2005 - April 29, 2016

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

August 2, 2004 - February 10, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PITTSBURGH, PA

Past

July 29, 2004 - February 10, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

March 1, 1996 - January 30, 2004

SCHONFELD SECURITIES, LLC

CRD#: 23304

JERICHO, NY

Past

August 19, 1993 - May 11, 1995

H.J. MEYERS & CO., INC.

CRD#: 15609

ROCHESTER, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(4/3/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/9/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/26/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/29/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/30/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 55

Date: 11/19/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 7/19/1994

General Securities Representative Examination

General Industry/Product Exam

Series 11

Date: 8/18/1993

Assistant Representative-Order Processing Qualification Exam

Current Firm

ASSET ONE WEALTH MANAGEMENT, LLC

AK WEALTH MANAGEMENT | ASSET ONE WEALTH MANAGEMENT, LLC

CRD#: 336350 / SEC#: 801-132828

RIA

Registered Investment Advisory firm - (6/6/2025 120-Day Approval)

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Contact information

Main Address

11201 Se 8th Street, Suite 105, Bellevue, WA 98004

Mailing Address

Phone number

(425) 504-830

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A DISCLOSURE BROCHURE (11/10/2025)

Regulatory assets under management

Total Number of Accounts	1,754
AUM (Assets Under Management)	$ 435,591,345

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian L. Yates

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Lewis Yates's CRS (Customer Relationship Summary).

Certified licenses

Experience

PITTSBURGH FINANCIAL PLANNERS, INC.

MUHLENKAMP & CO INC

QUASAR DISTRIBUTORS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SCHONFELD SECURITIES, LLC

H.J. MEYERS & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/9/2004

Series 63

Date: 8/26/1993

SIE

Date: 4/29/2016

Series 31

Date: 9/30/2004

Series 55

Date: 11/19/1999

Series 7

Date: 7/19/1994

Series 11

Date: 8/18/1993

Current Firm

ASSET ONE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASSET ONE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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