Robert J. Lucadano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert John Lucadano was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1993. Robert had worked at 13 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2019 - July 13, 2021
STONEX SECURITIES INC.
January 6, 2004 - December 6, 2019
QUEST CAPITAL STRATEGIES, INC.
February 13, 2002 - December 31, 2003
VSR FINANCIAL SERVICES, INC.
July 20, 2001 - February 14, 2002
EMPIRE FINANCIAL GROUP, INC.
January 8, 2001 - July 20, 2001
CENTENNIAL CAPITAL MANAGEMENT, INC.
October 9, 1997 - January 2, 2001
FASCO INTERNATIONAL, INC.
April 30, 1996 - October 15, 1997
NEW ENGLAND SECURITIES
February 22, 1996 - April 18, 1996
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
February 22, 1996 - April 18, 1996
EQUITABLE ADVISORS, LLC
March 8, 1995 - September 13, 1995
MCC SECURITIES, INC.
July 26, 1994 - November 28, 1994
OSAIC WEALTH, INC.
January 13, 1994 - July 29, 1994
BUCKHEAD FINANCIAL CORPORATION
August 27, 1993 - January 4, 1994
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STONEX SECURITIES INC.
CRD#: 18456 / SEC#: , 8-36638
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | 100% OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| CARTER, JAY WILSON | PRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR | 2412541 |
| DAVISON, STUART ANDREW | DIRECTOR | 7824576 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR | 6505923 |
| HUGO, MARK ERIC | POO | 2177412 |
| LYON, CHARLES MARTIN | DIRECTOR | 4000852 |
| MAURER, MARK L | DIRECTOR | 4234406 |
| MCAUSLAN, JAMES BUCHANAN | DIRECTOR | 7658964 |
| PARKER, BRIAN LANE | CHIEF COMPLIANCE OFFICER, ROSFP | 4635848 |
| PORZIO, JOSEPH JOHN | CFO / PFO / FINOP | 1319702 |
| RICHARDSON, MARCUS BRYANT | CHIEF OPERATING OFFICER | 3037932 |
| SMITH, PHILIP ANDREW | DIRECTOR, CHAIRMAN OF THE BOARD | 4999097 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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