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JK

John Albert Koltes Iii

CRD# 2385945·Registered 2012 - 2017
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Albert Koltes III, who also goes by John A III Koltes, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 2012 - 2017. John had worked at 2 firms and has passed the SIE, Series 56 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John A Iii Koltes

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

G2 TRADING LLC·CRD# 159978
BD
Chicago, IL
August 27, 2014 - July 28, 2017
ARCHELON LLC·CRD# 43187
BD
Chicago, IL
January 23, 2012 - September 19, 2014

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Current Firm

GT
G2 TRADING LLC

G2 TRADING LLC

CRD#: 159978 / SEC#: 8-69026
BD
Terminated by SEC on 05/27/2019

Contact Information

Established

Illinois since 03/15/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
DURDIC, STEFANOMEMBER4384952

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jul 2017About the SIE exam

Series 56 — Proprietary Trader Qualification Examination

Passed Oct 2011

Series 24 — General Securities Principal Examination

Passed Jan 2012About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JK
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