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EU

Eric A. Urena

VECTORGLOBAL WMG
MIAMI, FL 33131
CRD#: 2385908
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EU
Eric Alexander UrenaVECTORGLOBAL WMG

Professional summary

Eric Alexander Urena is a registered financial professional currently at VECTORGLOBAL WMG located in Miami, Florida.

Eric is registered as a RR (Registered Representative) and started their career in finance in 1993. Eric has worked at 6 firms and has passed the Series 66, Series 63, Series 52TO, Series 99TO, Series 57TO, Series 79TO, SIE, Series 3, Series 55, Series 7, Series 53, Series 27, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eric Alexander Urena's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 1, 2009 - Present

VECTORGLOBAL WMG

Office #1: 1001 Brickell Bay Drive, Suite 1900, Miami, FL 33131
BD
CRD#: 32396
MIAMI, FL
Past

July 22, 2009 - June 26, 2026

VECTORGLOBAL IAG, INC.

RIA
CRD#: 147129
MIAMI, FL
Past

July 1, 2009 - December 31, 2014

VECTORGLOBAL IAG, INC.

RIA
CRD#: 147129
MIAMI, FL
Past

July 17, 2006 - March 23, 2009

STANFORD GROUP COMPANY

RIA
CRD#: 39285
MIAMI, FL
Past

January 11, 2005 - March 23, 2009

STANFORD GROUP COMPANY

BD
CRD#: 39285
MIAMI, FL
Past

November 25, 1997 - January 26, 2005

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

November 1, 1996 - November 5, 1997

STERLING FINANCIAL INVESTMENT GROUP, INC.

BD
CRD#: 41506
BOCA RATON, FL
Past

August 26, 1993 - May 23, 1996

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/1/2009)
RR
Massachusetts
(4/12/2010)
RR
New Jersey
(4/12/2010)
RR
North Carolina
(4/13/2010)
RR
Texas
(4/1/2009)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/12/2006
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/16/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 4/18/2012
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 55
Date: 11/3/2010
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 8/25/1993
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 6/21/2011
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 10/14/1996
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 9/16/1996
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/14/1996
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

VW
VECTORGLOBAL WMG
VECTORGLOBAL WMG | VECTORMEX INCORPORATED | VECTORGLOBAL WMG, INC.

CRD#: 32396 / SEC#: , 8-45715

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
1001 Brickell Bay Drive Suite 1900, Miami, FL 33131
Mailing Address
1001 Brickell Bay Drive Suite 1900, Miami, FL 33131
Phone number
(305) 350-3350
Established
Delaware since 01/14/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (22 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
VECTORMEX INTERNATIONAL, INC.SOLE SHAREHOLDER
GADALA-MARIA, CARLOS ENRIQUEPRESIDENT, CEO, DIRECTOR, GSP4437613
SALGUERO, JUAN MANUELCCO2855462

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VECTORGLOBAL WMG

CRD#: 32396Miami, FL 33131

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