Eric A. Urena
Professional summary
Eric Alexander Urena is a registered financial advisor currently at VECTORGLOBAL IAG, INC. located in Miami, Florida and VECTORGLOBAL WMG located in Miami, Florida.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Eric has worked at 6 firms and has passed the Series 66, Series 63, Series 52TO, Series 99TO, Series 57TO, Series 79TO, SIE, Series 3, Series 55, Series 7, Series 53, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Eric Alexander Urena's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 22, 2009 - Present
VECTORGLOBAL IAG, INC.
Office #1: 1001 Brickell Bay Drive Suite 1900, Miami, FL 33131April 1, 2009 - Present
VECTORGLOBAL WMG
Office #1: 1001 Brickell Bay Drive, Suite 1900, Miami, FL 33131July 1, 2009 - December 31, 2014
VECTORGLOBAL IAG, INC.
July 17, 2006 - March 23, 2009
STANFORD GROUP COMPANY
January 11, 2005 - March 23, 2009
STANFORD GROUP COMPANY
November 25, 1997 - January 26, 2005
LEHMAN BROTHERS INC.
November 1, 1996 - November 5, 1997
STERLING FINANCIAL INVESTMENT GROUP, INC.
August 26, 1993 - May 23, 1996
GOLDMAN SACHS & CO. LLC
Primary Firm SEC Registration
VECTORGLOBAL IAG, INC.
CRD#: 147129 / SEC#: 801-110128
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/1/2009)
(4/12/2010)
(4/21/2009)
(7/22/2009)
(4/23/2015)
(4/12/2010)
(4/12/2010)
(4/1/2009)
(4/13/2010)
(4/1/2009)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 11/3/2010
Limited Representative-Equity Trader ExamFINRA
Current Firm
VECTORGLOBAL IAG, INC.
CRD#: 147129 / SEC#: 801-110128
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,833 |
| AUM (Assets Under Management) | $ 1,692,879,789 |
Red Flags
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Company Information
VECTORGLOBAL IAG, INC.
CRD#: 147129Miami, FL 33131TRUST BUT VERIFY
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