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Eric Alexander Urena

CRD# 2385908·Registered 1993 - 2026
Previously Registered: Being a previously registered professional could mean that Eric is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Eric Alexander Urena was a registered financial advisor. Eric was a previously registered financial professional and started their career in finance 1993 - 2026. Eric had worked at 6 firms and has passed the Series 66, Series 63, Series 52TO, Series 99TO, Series 57TO, Series 79TO, SIE, Series 3, Series 55, Series 7, Series 53, Series 27, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years registered in the securities industry

Current & Past Employments

Past

VECTORGLOBAL WMGPast·CRD# 32396
BD
Miami, FL
April 1, 2009 - July 31, 2026
VECTORGLOBAL IAG, INC.Past·CRD# 147129
RIA
Miami, FL
July 22, 2009 - June 26, 2026
VECTORGLOBAL IAG, INC.Past·CRD# 147129
RIA
Miami, FL
July 1, 2009 - December 31, 2014
STANFORD GROUP COMPANYPast·CRD# 39285
RIA
Miami, FL
July 17, 2006 - March 23, 2009
STANFORD GROUP COMPANYPast·CRD# 39285
BD
Miami, FL
January 11, 2005 - March 23, 2009
LEHMAN BROTHERS INC.Past·CRD# 7506
BD
New York, NY
November 25, 1997 - January 26, 2005
STERLING FINANCIAL INVESTMENT GROUP, INC.Past·CRD# 41506
BD
Boca Raton, FL
November 1, 1996 - November 5, 1997
GOLDMAN SACHS & CO. LLCPast·CRD# 361
BD
New York, NY
August 26, 1993 - May 23, 1996

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Current Firm

VI
VECTORGLOBAL IAG, INC.

FPMI LLC DBA FPW INTERNATIONAL | VECTORGLOBAL IAG, INC. | VECTORGLOBAL IAG

CRD#: 147129 / SEC#: 801-110128

Contact Information

Main Address

1001 Brickell Bay Drive Suite 1900, Miami, FL 33131

Phone Number

(305) 350-3350

# of Employees

27

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV 2A BROCHURE 06-026-2026- ADV PART 2A (6/25/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,730

AUM (Assets Under Management)

$1,631,198,370

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2006About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1993About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Sep 2025About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Apr 2012About the Series 3 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Nov 2010

Series 7 — General Securities Representative Examination

Passed Aug 1993About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Jun 2011About the Series 53 exam

Series 27 — Financial and Operations Principal Examination

Passed Oct 1996About the Series 27 exam

Series 4 — Registered Options Principal Examination

Passed Sep 1996About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Aug 1996About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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