Renee M. Cdebaca
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Renee Mary Cdebaca, who also goes by Renee Mary Johnston, was a registered financial professional .
Renee is a previously registered financial professional and started their career in finance in 1994. Renee had worked at 3 firms and has passed the Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2000 - June 14, 2000
BROKERAGE ADMINISTRATORS CORPORATION
February 10, 1998 - March 15, 1998
EMMETT A LARKIN COMPANY, INC.
March 30, 1994 - October 24, 1996
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 4/2/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BROKERAGE ADMINISTRATORS CORPORATION
CRD#: 37432 / SEC#: , 8-47747
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DIGITAL LIGHTHOUSE CORPORATION | SHAREHOLDER | |
| ALCHERMES, BRIAN ROBERT | GEN SEC PRIN | 3225873 |
| DANIELSON, KRIS EDWARD | CFO, FINOP, TREASURER | 2854781 |
| DUNWOODY, LAURA ANN | GEN SEC PRIN | 1081268 |
| FISHER, KENNETH LYNN | OSJ MGR/GEN SEC PRIN | 1652249 |
| GILLMORE, ANN ELIZABETH | OSJ MGR/GEN SEC PRIN | 1183628 |
| ONEAL, PATRICK FORREST | PRES, COO, CEO, GEN'L SEC PRIN | 352809 |
| RAYNAUD, CHRISTOPHE JEAN | GEN SEC PRIN | 2693577 |
| SCHOFIELD, COLE MICHAEL | OSJ MGR/GEN SEC PRIN | 2964799 |
| STEIGHNER, KAREN ANN | CCO, GEN'L SEC PRIN | 1100675 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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