TM
Thomas [. Morgan
CORPS CAPITAL ADVISORS
Dallas, TX 75201
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CRD#: 2385856
TM
Professional summary
Thomas [no Middle Name] Morgan JR, who also goes by Thomas Jr Morgan, Thomas Morgan Jr, Thomas Morgan Jr. Jr, Tommy Morgoon, is a registered financial advisor currently at CORPS CAPITAL ADVISORS, LLC located in Dallas, Texas.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Thomas has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thomas Jr Morgan | Thomas Morgan Jr | Thomas Morgan Jr. Jr | Tommy Morgoon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MINGO PRIVATE INVESTMENT, LLC. NOT INVESTMENT RELATED. 1403 POST OAK PL, WESTLAKE, TX 76262. HOLDING ENTITY FOR PERSONAL PRIVATE INVESTMENTS AND CORPS CAPITAL ADVISORS CREATED FOR ESTATE PLANNING PURPOSES, NOT A BUSINESS. OWNER AND MEMBER. START DATE 10/1999. SPENDS APPROXIMATELY 5 HOURS PER MONTH IN THIS CAPACITY, 0% DURING TRADING HOURS. 2) BRUSH COUNTRY WILDLIFE SUPPLY. NOT INVESTMENT RELATED. 1403 POST OAK PL, WESTLAKE, TX 76262. HUNTING AND OUTDOORS SUPPLY. OWNER MEMBER. START DATE 05/2004. SPENDS APPROXIMATELY 5 HOURS PER MONTH IN THIS CAPACITY, 0% DURING TRADING HOURS. RELATED ENTITIES TO BRUSH COUNTRY WILDLIFE SPPLY ARE BRUSHCOUNTRYHUNTER.COM AND BRUSH COUNTRY MAINTENANCE (INACTIVE) 3) INTEGRITY PARTNERS. NOT INVESTMENT RELATED. 1900 W KIRKWOOD STE 1400B, SOUTHLAKE TX 76019. DEFENSE AND NATIONAL SECURITY. PARTNER. START DATE 09/2020. SPENDS APPROXIMATELY 15 HOURS PER MONTH IN THIS CAPACITY, 0% DURING TRADING HOURS. RESPONSIBILITIES ARE FOCUSED ON TEAM BUILDING. 4) BEN AI. NOT INVESTMENT RELATED. PUBLICLY TRADED, BUSINESS TO BUSINESS AI TECHNOLOGY. BOARD MEMBER. START DATE 01/2024. SPENDS APPROXIMATELY 5 HOURS PER MONTH IN THIS CAPACITY, 0% DURING TRADING HOURS. RESPONSIBILITIES ARE FOCUSED ON OVERSIGHT. 5) CORPS CAPITAL FUND MANAGEMENT, LLC. NOT INVESTMENT RELATED. GENERAL PARTNER OF POOLED INVESTMENT VEHICLE (CCIF). MANAGING MEMBER. SPENDS APPROXIMATELY 10% OF HIS TIME IN THIS CAPACITY, ALL DURING TRADING HOURS. 6) CORPS CAPITAL BDC, LLC. NOT INVESTMENT RELATED. GENERAL PARTNER OF POOLED INVESTMENT VEHICLE (CCDIF). MANAGING MEMBER. SPENDS APPROXIMATELY 10% OF HIS TIME IN THIS CAPACITY, ALL DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas [no Middle Name] Morgan JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 31, 2019 - Present
CORPS CAPITAL ADVISORS, LLC
Office #1: 100 Crescent Ct Ste 1400, Dallas, TX 75201RIA
CRD#: 304643
Dallas, TX
Past
July 1, 2009 - July 5, 2019
MORGAN STANLEY
RIA
CRD#: 149777
DALLAS, TX
Past
June 1, 2009 - July 5, 2019
MORGAN STANLEY
BD
CRD#: 149777
DALLAS, TX
Past
May 15, 2009 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
DALLAS, TX
Past
August 26, 1993 - May 28, 2009
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CORPS CAPITAL ADVISORS, LLC
CORPS CAPITAL ADVISORS, LLC
CRD#: 304643 / SEC#: 801-116949
RIA
Registered Investment Advisory firm - (7/10/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(10/31/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CC
CORPS CAPITAL ADVISORS, LLC
CORPS CAPITAL ADVISORS, LLC
CRD#: 304643 / SEC#: 801-116949
RIA
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Contact information
Main Address
1900 W Kirkwood Blvd. Suite 1400b, Southlake, TX 76092
Mailing Address
Phone number
(214) 452-2300
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 31 |
| AUM (Assets Under Management) | $ 147,808,295 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CORPS CAPITAL ADVISORS, LLC
CRD#: 304643Dallas, TX 75201TRUST BUT VERIFY
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